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  • Home | IIAC
    Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Header Image BLOG IIAC s Ian Russell Discusses State of Independent Dealers on BNN IIAC Blog IIAC s Ian Russell Discusses State of Independent Dealers on BNN IIAC Blog February 12 2016 by Ian Russell Ian Russell IIAC President and CEO appeared on BNN to discuss the state of independent firms He described the perfect storm of factors contributing to current conditions and outlined the inherent competitive advantages boutique firms offer before underscoring their critical contribution to Canada s capital markets Russell also noted that the regulatory burden imposed on firms has contributed to the plight of the industry and reiterated the IIAC s responsibility and commitment to pushing back and encouraging regulators to exercise caution and perform a cost benefit analysis before adding to the burden China s Economic Turmoil Sends Ripples to Global Markets IIAC Blog China s Economic Turmoil Sends Ripples to Global Markets IIAC Blog February 4 2016 by Ian Russell At the invitation of the Hong Kong Trade Development Council HKTDC I led the Canadian delegation of 80 professionals to the 2016 Asian Financial Forum AFF in Hong Kong in January The Forum attracted more than 2 600 participants from 39 countries and regions Not surprising much of the conversation centred on China The country s challenges have been debated for years but in recent months have been thrust into the international spotlight There are increasing worries that Chinese authorities in their attempt to implement difficult reforms while preserving demand and financial stability may set off a chain Continue reading The IIAC Applauds Nomination of Maureen Jensen as Chair and Chief Executive Officer

    Original URL path: http://iiac.ca/ (2016-02-14)
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  • Who We Are | IIAC
    on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Who We Are Representing Canada s Investment Dealer Firms Mandate The IIAC Leadership for Canada s Investment Industry The IIAC works to foster a vibrant prosperous investment industry driven by strong and efficient capital markets The IIAC speaks out to regulators and government with a strong voice on the issues that matter to investment dealers and capital markets It drives greater awareness of business and industry trends and supports members with a full array of services to ensure their ongoing success Who We Are The Investment Industry Association of Canada IIAC is the national association representing the position of 144 IIROC regulated Dealer Member firms on securities regulation public policy and industry issues These dealer firms are the key intermediaries in Canadian capital markets accounting for the vast majority of financial advisory services securities trading and underwriting in public and private markets for governments and corporations The IIAC s activities are overseen by a 14 member Board of Directors from its Dealer Member firms Board members represent all sectors of Canada s investment industry including Large retail dealers non bank owned Medium retail dealers Small retail dealers Institutional dealers Integrated dealers including bank owned IIROC regulated firms and IIROC registered investment advisors play an essential role and

    Original URL path: http://iiac.ca/about-the-iiac/who-we-are/ (2016-02-14)
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  • Board of Directors | IIAC
    Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Board of Directors IIAC Board of Directors The Board of Directors of the Investment Industry Association of Canada IIAC meets quarterly and is comprised of 14 elected individuals from its Member firms Board members represent all sectors of Canada s investment industry including Large retail dealers non bank owned Medium retail dealers Small retail dealers Institutional dealers Integrated dealers including bank owned Greg Woynarski Chair Managing Director GBM Strategy Office Scotiabank Global Banking and Markets Scotia Capital Inc Toronto ON John Chambers Vice Chair Chief Executive Officer FirstEnergy Capital Corp Calgary AB Sandy Cimoroni Senior Vice President TD Bank Group Wealth Management Toronto ON Steven Donald President Assante Wealth Management Inc Toronto ON Mario Frankovich Chief Executive Officer and Chairman Burgeonvest Bick Securities Limited Hamilton ON Charyl Galpin Head EVP Managing Director BMO Nesbitt Burns Inc Private Client Division BMO Financial Group Toronto ON Monique Gravel Managing Director and Head CIBC Wood Gundy Toronto ON Terry Hetherington Vice Chairman Private Client Group Raymond James Ltd Toronto ON Jeff Kennedy Managing Director Equity Capital Markets and Operations Cormark Securities Inc Toronto ON David Lang Co Head Global Capital Markets and I TS Compliance RBC Dominion Securities Inc Toronto ON Sylvain Perreault Chief Compliance Officer Desjardins Group Montréal QC Stuart R Raftus Chief Administrative Officer Canaccord Genuity Group Inc and

    Original URL path: http://iiac.ca/about-the-iiac/iiac-board-of-directors/ (2016-02-14)
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  • President & CEO | IIAC
    Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search President CEO President Chief Executive Officer Ian C W Russell Ian Russell is President and Chief Executive Officer of the Investment Industry Association of Canada IIAC a position he has held since its inauguration in April 2006 Prior to his appointment at the IIAC Mr Russell was Senior Vice President Industry Relations and Representation at the Investment Dealers Association of Canada IDA In his 20 year tenure with the IDA and the IIAC he has participated actively in many committees and working groups involved in regulatory and tax issues related to the securities industry and capital markets in Canada He is a frequent commentator in the media a regular columnist in industry publications and a sought after presenter and speaker on industry issues and developments In January 2014 Mr Russell was appointed Chair of the International Council of Securities Associations ICSA He is the first Canadian in 20 years to serve in this capacity Mr Russell has an Honours degree in Economics and Business from the University of Western Ontario and a postgraduate degree MSc Economics from the London School of Economics and Political Science He has

    Original URL path: http://iiac.ca/about-the-iiac/president-ceo/ (2016-02-14)
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  • Subject Matter Experts | IIAC
    Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Subject Matter Experts Subject Matter Experts Media Contact Michael Gotzamanis Senior Manager Communications Office 416 687 5475 Mobile 416 320 6920 mgotzamanis iiac ca Michelle Alexander Vice President and Corporate Secretary MAlexander iiac ca Bio PDF Susan Copland Managing Director SCopland iiac ca Bio PDF Jack Rando Managing Director JRando iiac ca Bio PDF Annie Sinigagliese Managing Director ASinigagliese iiac ca Bio PDF Naomi Solomon Managing Director NSolomon iiac ca Bio PDF Andrea Taylor Managing Director ATaylor iiac ca Bio PDF Adrian Walrath Assistant Director AWalrath iiac ca Bio PDF Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft Regulations for CCMRS December 21 2015 IIAC Response to ASC Nunavut

    Original URL path: http://iiac.ca/about-the-iiac/subject-matter-experts/ (2016-02-14)
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  • IIAC Committees & Working Groups | IIAC
    input on legislative and regulatory requirements to ensure that the specific concerns of such firms are appropriately considered on these matters Meeting frequency Bi monthly Chair Richard Wilks TD Waterhouse IIAC Contact Annie Sinigagliese asinigagliese iiac ca Private Client Committee The Private Client Committee provides members with advice and advocacy on policy issues pertaining to the retail business of the securities industry Such policy issues include the review and consideration of the impact of regulation and trends on retail business activities The Private Client Committee also focuses on investor confidence and measures to enhance industry reputation and profile Meeting frequency 9 times per year Chair Mike Reynolds TD Wealth Private Investment Advice IIAC Contact Michelle Alexander malexander iiac ca Regional Committees Regional Committees are the primary means to exchange ideas on issues and to provide input on policy matters of both regional and national spectrum including securities legislation regulatory capital markets and government policy initiatives and business practice issues Meeting frequency Quarterly or as agreed to with Committee and Chair Regional Chairs British Columbia Don Cromar PI Financial Alberta Chandra Henry FirstEnergy Manitoba Michelle Bradet Simpson Richardson GMP Québec Riccardo Magini Laurentian Bank Securities Atlantic Mary Jacobs TD Waterhouse Canada Inc IIAC Contacts BC AB MB Susan Copland scopland iiac ca Atlantic Canada Michelle Alexander rmalexander iiac ca Quebec Annie Sinigagliese asinigagliese iiac ca Registered Plans Committee The Registered Plans Committee reviews proposed amendments to federal and provincial legislation targeting various registered plans such as RRSPs RRIFs TFSAs and RESPs The committee reviews proposed changes from both an operational and policy perspective and develops securities industry positions on practical and conceptual matters surrounding the administration of these plan accounts The committee interacts with federal and provincial governments as well as domestic tax authorities to address concerns providing recommendations and proposing solutions The committee also serves as a forum for the securities industry to explore additional operational efficiencies in the administration of the plans Meeting frequency Quarterly Chair Marianne Miller TD Wealth Management IIAC Contact Jack Rando jrando iiac ca Small Dealers Introducing Firms Committee The Small Dealers Introducing Firms Committee represents the views and interests of small member firms including introducing firms It addresses the needs of these firms by providing a peer network for firms to share information and experience It also provides input on legislative and regulatory requirements to ensure that the specific concerns of such firms are appropriately considered on these matters Meeting frequency 6 10 times per year Chair Mario Frankovich Burgeonvest Bick Securities Limited IIAC Contact Susan Copland scopland iiac ca Tax Reporting Committee The Tax Reporting Committee reviews proposed amendments to federal and provincial tax legislation from an operational perspective comments on proposed tax reporting forms and develops securities industry positions on practical and conceptual matters surrounding tax reporting tax sheltered investment plans and other tax related matters The committee interacts with federal and provincial governments to address concerns providing recommendations and proposing solutions The committee also works with Canadian Depository for Securities Limited

    Original URL path: http://iiac.ca/iiac-committees/ (2016-02-14)
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  • IIAC Member Firms | IIAC
    1 Adelaide Street East Suite 2200 Toronto ON M5C 2V9 T 416 337 2100 www dundeecapitalmarkets com Edward Jones 90 Burnhamthorpe Road West Suite 902 Mississauga ON L5B 3C3 T 905 306 8600 www edwardjones ca Electronic Transaction Clearing Canada Inc 333 Bay Street Suite 1220 Toronto ON M5H 2R2 T 416 775 1040 www etc clearing com Euro Pacific Canada Inc 130 King Street West Exchange Tower Suite 2820 Box 20 Toronto ON M5X 1A9 T 416 649 4273 www europac ca Fidelity Clearing Canada ULC 483 Bay Street Suite 200 Toronto ON M5G 2N7 T 416 216 2600 clearingcanada fidelity com FIN XO Securities Inc 800 boul René Lévesque Boulevard Ouest bureau 340 Montreal QC H3B 1X9 T 514 875 5822 www fin xo com FirstEnergy Capital Corp 311 6th Avenue SW Suite 1100 Calgary AB T2P 3H2 T 403 262 0600 www firstenergy com Foster Associates Financial Services Inc 372 Bay Street 11th Floor Toronto ON M5H 2W9 T 416 369 1980 www fostergroup ca Friedberg Mercantile Group Ltd 181 Bay Street Suite 250 P O Box 866 Toronto ON M5J 2T3 T 416 364 1171 www friedberg ca GF Securities Canada Company Limited 130 5911 No 3 Road Richmond BC V6X 0K9 T 778 297 5888 www gf com cn Global Maxfin Capital Inc 181 University Avenue Suite 401 Toronto ON MH 3M7 T 416 741 1445 www globalfinancial ca Global Securities Corporation 595 Burrard Street P O Box 49049 Vancouver BC V7X 1C4 T 604 443 5400 www globalsec com GMP Securities L P 145 King Street West Suite 300 Toronto ON M5H 1J8 T 416 367 8600 www gmpsecurities com Goldman Sachs Canada Inc 77 King Street West Suite 3400 P O Box 38 Toronto ON M5K 1B7 T 416 343 8900 www gs com Goodwood Inc 212 King Street West Suite 201 Toronto ON M5H 1K5 T 416 203 2022 www goodwoodfunds com Hampton Securities Limited 141 Adelaide Street West Suite 1800 Toronto ON M5H 3L5 T 416 862 7800 www hamptonsecurities com Harbourfront Wealth Management Inc 203 1544 Marine Drive Vancouver BC V7V 1H8 T 604 281 0088 www harbourfrontwealth com Haywood Securities Inc 200 Burrard Street Suite 700 Vancouver BC V6C 3L6 T 604 697 7100 www haywood com HSBC Securities Canada Inc 70 York Street 5th Floor Toronto ON M5J 2S9 T 416 868 7800 www hsbc ca Industrial Alliance Securities Inc 2200 avenue McGill College bureau 350 Montreal QC H3A 3P8 T 514 499 1066 www iagto ca Instinet Canada Limited 100 Wellington Street West Suite 2202 Canadian Pacific Tower P O Box 134 Toronto ON M5K 1H1 T 416 367 2100 www instinet com Integral Wealth Securities Limited 56 Temperance Street Suite 900 Toronto ON M5H 3V5 T 877 589 2020 www integralwealth com Interactive Brokers Canada Inc Suite 2106 1800 McGill College Avenue Montreal QC H3A 3J6 T 514 287 7612 www interactivebrokers ca Investors Group Securities Inc One Canada Centre 447 Portage Avenue Winnipeg MB R3C 3B6 T 800 216 7244 www investorsgroup com IPC Securities Corporation 2680 Skymark Avenue Suite 700 Mississauga ON L4W 5L6 T 905 212 9799 www ipcc ca ITG Canada Corp 130 King Street West Suite 1040 Toronto ON M5X 1B1 T 877 640 4484 www itginc com J P Morgan Securities Canada Inc Royal Bank Plaza 200 Bay Street Suite 1800 Toronto ON M5J 2J2 T 416 981 9150 www jpmorgan com JC Clark Ltd 130 Adelaide St West Suite 3400 Toronto ON M5H 3P5 T 416 361 6144 www jcclark com JitneyTrade Inc 360 rue St Jacques Ouest Bureau S 118 Montreal QC H2Y 1P5 T 514 985 8080 www jitneytrade com Jones Gable Company Limited 110 Yonge Street Toronto ON M5C 1T6 T 416 362 5454 www jonesgable com K J Harrison Partners Inc 60 Bedford Road Toronto ON M5R 2K2 T 416 324 8833 www kjharrison com Kingwest Company 86 Avenue Road Toronto ON M5R 2H2 T 416 927 7740 www kingwest com Lakeshore Securities Inc 277 Lakeshore Road East Suite 308 Oakville ON L6J 1H9 T 905 338 2220 www lakeshoresecurities ca Laurentian Bank Securities Inc 1981 avenue McGill College 19e etage Montreal QC H3A 3K3 T 514 350 2800 www vmbl ca Leede Financial Markets Inc 777 8th Avenue S W Suite 2300 First Alberta Place Calgary AB T2P 3R5 T 403 531 6800 www leedefinancial com Lightyear Capital Inc 202 6th Avenue S W Suite 660 Calgary AB T2P 2R9 T 403 218 1400 www lightyearcapital com 3Macs 1010 rue de la Gauchetière ouest Place du Canada bureau 2000 Montreal QC H3B 4J1 T 514 394 3000 www 3macs com Mackie Research Capital Corporation 199 Bay Street Suite 4500 Commerce Court West Box 368 Toronto ON M5L 1G2 T 416 860 7600 www mackieresearch com Macquarie Capital Markets Canada Ltd 181 Bay Street Suite 3100 Brookfield Place Toronto ON M5J 2T3 T 416 848 3500 www macquarieresearch ca Maison Placements Canada Inc 130 Adelaide Street West Suite 2116 Toronto ON M5H 3P5 T 416 947 6040 www maisonplacements com Mandeville Private Wealth Inc 1375 Kerns Road Burlington ON L7P 4V7 T 905 331 6255 Toll Free 1 800 603 6035 www mandevilleinc com Manulife Securities Incorporated PO Box 1700 RPO Lakeshore West Oakville ON L6K 0G7 T 905 469 2100 www manulifesecurities ca Maple Futures Corp TD Centre 79 Wellington Street West Suite 3500 Toronto ON M5K 1K7 T 416 350 8200 www maplefinancial com Maple Securities Canada Limited TD Centre 79 Wellington Street West Suite 3500 Toronto ON M5K 1K7 T 416 350 8200 www maplefinancial com McLean Partners Wealth Management Ltd 801 10 Avenue S W Calgary AB T2R 0B4 T 403 234 6100 www mcleanpartners com MD Financial Management Inc 1870 Alta Vista Drive Ottawa ON K1G 6R7 T 613 731 4552 www mdm ca Merrill Lynch Canada Inc 181 Bay Street Suite 400 Toronto ON M5J 2V8 T 416 369 7400 https www ml com Middlefield Capital Corporation 1 First

    Original URL path: http://iiac.ca/iiac-member-firms/ (2016-02-14)
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  • IIAC Affiliates | IIAC
    Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Affiliates IIAC Affiliates IIAC Affiliates are non investment dealer firms that operate within or provide services to the investment industry both in Canada and internationally They include market participants i e custodians and investment managers service and infrastructure providers and investment industry suppliers Information regarding the IIAC Affiliate program can be found here PDF Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft Regulations for CCMRS December 21 2015 IIAC Response to ASC Nunavut Start Up Prospectus Exemption December 9 2015 IIAC Letter from the President Vol 92 China thrusts into world

    Original URL path: http://iiac.ca/about-the-iiac/iiac-affiliates/ (2016-02-14)
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