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  • Blog | IIAC
    industry looks forward to working with Ms Jensen We have enormous respect for her judgement fairness and openness to differing opinion and her commitment to ensuring fair and efficient capital markets at a time of tremendous market volatility and uncertainty The IIAC and our investment dealer Member firms wish Ms Jensen the best of success in her new position as OSC Chair Tweet Tagged Ian Russell Industry news OSC January 25 2016 by Ian Russell Cybersecurity in the Financial Industry Presentation IIAC Blog On November 9 2015 I had the pleasure of speaking at the Knowledge Bureau s Distinguished Advisor Conference The topic of my presentation was Cybersecurity in the Financial Industry I set out the six elements of an effective cybersecurity plan I described the sophistication and global dimensions of the cyber threat and the serious consequences of such an attack to firms and clients The presentation also gave me an opportunity to explain the IIAC s role in raising awareness and assisting dealer Member firms to put in place defenses to counter the cyber threat You can watch my presentation Tweet Tagged Cybersecurity Ian Russell Video January 19 2016 by Ian Russell IIAC Establishes Operations and Technology Committees IIAC Blog Ian Russell The 2015 IIAC Survey of Investment Industry CEOs indicated that the biggest negative factor affecting the performance of our investment dealer Member firms has been the relentless rise in operating costs in recent years The high cost of technology to meet regulatory compliance and improve operating efficiencies has been a major factor Ninety per cent of firms surveyed said they expect to spend more or about the same on technology in 2016 than they did in 2015 The IIAC is establishing two Operations and Technology Committees the Equity Infrastructure Committee and the Market Data Committee and related working groups to assist Member firms to meet the technological challenges head on The Committees and working groups will provide a forum for Member firms to discuss emerging technology trends and innovations to assist firms identify technology to manage operations more efficiently and cost effectively to facilitate compliance and risk mitigation The Committees and working groups will provide an important industry voice on technology matters in discussions with regulators exchanges vendors and other market participants as well as input and assistance to other IIAC Committees They will also explore opportunities for technical collaboration between IIAC Member firms A separate independent Small Dealer Operations and Technology Committee will be launched early this year to address the technology needs of small dealers Additional information is available here Tweet Tagged Industry info Operations Technology January 15 2016 by Ian Russell Ian Russell on BNN Saving the TSX Venture Exchange IIAC Blog Tweet Tagged BNN Ian Russell Industry commentary TSXV Video January 14 2016 by Ian Russell Pulling Out the Stops to Rescue the TSX Venture Exchange IIAC Blog Ian Russell The singular event that has drawn considerable attention to the investment industry during the past year has been the steady withdrawal of

    Original URL path: http://iiac.ca/about-the-iiac/industry-job-board-le-babillard-des-emplois/apply-2/ (2016-02-14)
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  • Reset Password | IIAC
    Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Reset Password Reset Forgotten Password Username Email Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft Regulations for CCMRS December 21 2015 IIAC Response to ASC Nunavut Start Up Prospectus Exemption December 9 2015 IIAC Letter from the President Vol 92 China thrusts into world headlines and global financial markets February 4 2016 Advisor ca Opportunities for Canada in China s new economy IIAC February 4 2016 Investment Executive

    Original URL path: http://iiac.ca/reset-password/?a=pwdreset (2016-02-14)
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  • User Registration | IIAC
    Affiliate BBS Securities Inc Beacon Securities Limited BMO InvesorLine Inc BMO Nesbitt Burns Inc BNP Paribas Canada Securities Inc Bourse de Montréal Inc Affiliate Broadridge Financial Solutions Affiliate Brookfield Financial Corporation Burgeonvest Bick Securities Limited Caldwell Securities Ltd Canaccord Genuity Corp Canadian ShareOwner Investments Inc CanDeal ca Inc Cantor Fitzgerald Canada Corporation Casgrain Company Limited Chippingham Financial Group CIBC Investor Services Inc CIBC World Markets Inc CIT Group Securities Canada Inc Citigroup Global Markets Canada Inc Clarus Securities Inc CMC Markets Canada Inc Cormark Securities Inc Credential Securities Inc Credit Suisse Securities Canada Inc Croesus Affiliate CTI Capital Securities Inc Cumberland Private Wealth Management Inc D D Securities Inc Desjardins Securities Inc Deutsche Bank Securities Limited Doxim Affiliate DST Brokerage Solutions Affiliate Dundee Securities Ltd Edward Jones Electronic Transaction Clearing Canada Inc Euro Pacific Canada Inc Fasken Martineau Affiliate Fidelity Clearing Canada ULC FIN XO SECURITIES INC FirstEnergy Capital Corp Foster Associates Financial Services Inc Freedom International Brokerage Company Affiliate Friedberg Mercantile Group Ltd Frontline Technologies Affiliate FundSERV Inc Affiliate GF Securities Canada Company Limited Global Maxfin Capital Inc Global Securities Corporation GMP Securities L P Goldman Sachs Canada Inc Goodwood Inc Grant Thornton LLP Affiliate Hampton Securities Limited Harbourfront Wealth Management Haywood Securities Inc HSBC Securities Canada Inc Independent Trading Group ITG Inc Industrial Alliance Securities Inc Instinet Canada Limited Integral Wealth Securities Limited Interactive Brokers Canada Inc International Financial Data Services Affiliate Investors Group Securities Inc IPC Securities Corporation IRESS Affiliate ITG Canada Corp J P Morgan Securities Canada Inc JC Clark Ltd JitneyTrade Inc Jones Gable Company Limited K J Harrison Partners Inc Kingwest Company Lakeshore Securities Inc Laurentian Bank Securities Inc Leede Financial Markets Inc Lightyear Capital Inc 3Macs Mackie Research Capital Corporation Macquarie Capital Markets Canada Ltd Maison Placements Canada Inc Mandeville Private Wealth Inc Manulife Securities Incorporated Maple Futures Corp Maple Securities Canada Limited McLean Partners Wealth Management Ltd MD Management Limited Merrill Lynch Canada Inc Middlefield Capital Corporation Mirabaud Canada Inc Morgan Stanley Canada Limited National Bank Direct Brokerage Inc National Bank Financial Inc National Bank Financial Ltd NBCN Inc NPC Dataguard Affiliate Octagon Capital Corporation Odlum Brown Limited OMG Wealth Management Inc Paradigm Capital Inc Pavilion Global Markets Ltd PEAK Securities Inc Perron Partners Wealth Management Corp Pershing Securities Canada Limited Peters Co Limited PI Financial Corp Pictet Canada L P Pollitt Co Inc Portfolio Aid Inc Affiliate Portfolio Strategies Securities Inc PriceMetrix Affiliate Professional s Financial Private Management PureFacts Financial Solutions Affiliate PWL Capital Inc Qtrade Securities Inc Queensbury Securities Inc Questrade Inc R J O Brien Associates Canada Inc Raymond James Ltd RBC Direct Investing Inc RBC Dominion Securities Inc Renaissance Capital Inc Retire First Ltd Richardson GMP Limited Rogers Group Investment Advisors Ltd Rothenberg Capital Management Inc RPM Technologies Affiliate Salman Partners Inc Sandstone Asset Management Inc Scotia Capital Inc Sherbrooke Street Capital SSC Inc Smarten Up Institute Affiliate Société Générale Capital Canada Inc Solium Financial Inc Sprott Private Wealth LP State Street Global Markets Canada Inc Stuart Investment

    Original URL path: http://iiac.ca/user-registration/ (2016-02-14)
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  • Resources | IIAC
    Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Resources Existing Users Log In Username Password Remember Me Forgot password Click here to reset New User Click here to register Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft Regulations for CCMRS December 21 2015 IIAC Response to ASC Nunavut Start Up Prospectus Exemption December 9 2015 IIAC Letter from the President Vol 92 China thrusts into world headlines and global financial markets February 4 2016 Advisor ca Opportunities for Canada in China s new

    Original URL path: http://iiac.ca/member-support/cybersecurity-resource-centre/resources/ (2016-02-14)
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  • 2015 IIAC Cybersecurity Conference Presentations and Links | IIAC
    Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search 2015 IIAC Cybersecurity Conference Presentations and Links Existing Users Log In Username Password Remember Me Forgot password Click here to reset New User Click here to register Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft Regulations for CCMRS December 21 2015 IIAC Response to ASC Nunavut Start Up Prospectus Exemption December 9 2015 IIAC Letter from the President Vol 92 China thrusts into world headlines and global financial markets February 4 2016 Advisor ca Opportunities for Canada in

    Original URL path: http://iiac.ca/member-support/cybersecurity-resource-centre/2015-iiac-cybersecurity-conference-presentations-and-links/ (2016-02-14)
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  • Excel Download | IIAC
    Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Excel Download Existing Users Log In Username Password Remember Me Forgot password Click here to reset New User Click here to register Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft Regulations for CCMRS December 21 2015 IIAC Response to ASC Nunavut Start Up Prospectus Exemption December 9 2015 IIAC Letter from the President Vol 92 China thrusts into world headlines and global financial markets February 4 2016 Advisor ca Opportunities for Canada in China s

    Original URL path: http://iiac.ca/excel-download/ (2016-02-14)
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  • Institutional Trade Matching Statement Posting Facility | IIAC
    Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Institutional Trade Matching Statement Posting Facility Institutional Trade Matching Statement Posting Facility To have your firm s statement URL posted on the IIAC website or related information amended please e mail capitalmarkets iiac ca and provide Your firm s legal name in English and French if available Contact information for the website name telephone number personal or a group e mail address Whether your firm is a broker investment manager inter dealer broker or custodian The URL in English and French if available The IIAC posts updated information on the site weekly within one to five business days from the date of receipt Since the IIAC is not a regulator and firms may choose to use trade matching agreements or post statements the Association does not guarantee that the list includes all counterparties all URLs available or links to the latest statements The Association keeps the list up to date on a best efforts basis based on the information provided Please send comments or questions to capitalmarkets iiac ca Dealer Trade Matching Statements Investment Manager Trade Matching Statements Custodian Trade Matching

    Original URL path: http://iiac.ca/member-support/institutional-trade-matching/institutional-trade-matching-statement-posting-facility/ (2016-02-14)
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  • Institutional Trade Matching Toolkit | IIAC
    Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Institutional Trade Matching Toolkit Institutional Trade Matching Toolkit The Canadian Securities Administrators CSA released the Institutional Trade Matching and Settlement rule National Instrument NI 24 101 on January 12 2007 to improve institutional trade processing and settlement efficiency The ultimate goal is to reduce operational market and credit risks and costs associated with unmatched trades It requires entities subject to the rule only to open an account or for existing clients only to execute a trade if each trade matching party has entered into a trade matching agreement with or provided a trade matching statement to each other For more information on this issue e mail capitalmarkets iiac ca Sample Trade Matching Statement PDF CSA Form 24 101F1 Online Exception Reporting HTML End of Quarter USD to CDN Conversion Rate for Exception Reporting Purpose s HTML Industry Trade Matching Report Card HTML Reference Documents Canadian Securities Administrators CSA Institutional Trade Matching Rule and Companion Policy HTML CCMA Institutional Trade Processing Best Practices and Standard Data Elements HTML CSA Institutional Trade Matching FAQ May 2011 PDF Institutional Trade Matching Questions and Answers 2007 02 09 PDF Institutional Trade Matching Questions and Answers 2007 03 07 PDF Joint IDA

    Original URL path: http://iiac.ca/member-support/institutional-trade-matching/industrial-trade-matching-toolkit/ (2016-02-14)
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