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  • IIAC Welcomes New Prospectus Exemption | IIAC
    Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog March 13 2014 IIAC Welcomes New Prospectus Exemption Exemption applies to distributions to existing security holders The Investment Industry Association of Canada IIAC commends the securities regulatory authorities in British Columbia Alberta Saskatchewan Manitoba Quebec New Brunswick Nova Scotia Prince Edward Island Yukon Northwest Territories and Nunavut the Participating Jurisdictions for approving a new prospectus exemption for distributions to existing security holders The new exemption will assist issuers in the struggling venture market by providing these listed companies with the additional option of raising capital through an offering to existing shareholders This type of financing will be cost effective limiting required disclosure and yet provide adequate investor protection by restricting the offering to existing investors already familiar with the company and reliant on continuous disclosure Investors are further protected by the mandated involvement of IIROC registered advisors for investments that exceed 15 000 in size The Participating Jurisdictions have demonstrated leadership and responsiveness to the difficulties encountered by firms raising capital in venture markets by approving this prospectus exemption in less than four months from the time the exemption was originally proposed The OSC has indicated it will publish for comment later this month a similar existing shareholder exemption We are pleased with this course of action and optimistic

    Original URL path: http://iiac.ca/iiac-welcomes-csas-new-prospectus-exemption/ (2016-02-14)
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  • AMF | IIAC
    Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Tag Archives AMF IIAC Welcomes New Prospectus Exemption IIAC Welcomes New Prospectus Exemption Exemption applies to distributions to existing security holders The Investment Industry Association of Canada IIAC commends the securities regulatory authorities in British Columbia Alberta Saskatchewan Manitoba Quebec New Brunswick Nova Scotia Prince Edward Island Yukon Northwest Territories and Nunavut the Participating Jurisdictions for approving a new prospectus exemption for distributions to existing security holders Tagged AMF ASC BCSC CSA OSC Prospecus exemption Venture market Comments Off on IIAC Welcomes New Prospectus Exemption Tag Cloud Ian Russell Industry info Events CRM2 Letter from the President Barb

    Original URL path: http://iiac.ca/tag/amf/ (2016-02-14)
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  • Prospecus Exemption | IIAC
    Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Tag Archives Prospecus exemption IIAC Welcomes New Prospectus Exemption IIAC Welcomes New Prospectus Exemption Exemption applies to distributions to existing security holders The Investment Industry Association of Canada IIAC commends the securities regulatory authorities in British Columbia Alberta Saskatchewan Manitoba Quebec New Brunswick Nova Scotia Prince Edward Island Yukon Northwest Territories and Nunavut the Participating Jurisdictions for approving a new prospectus exemption for distributions to existing security holders Tagged AMF ASC BCSC CSA OSC Prospecus exemption Venture market Comments Off on IIAC Welcomes New Prospectus Exemption Tag Cloud Ian Russell Industry info Events CRM2 Letter from the President Barb

    Original URL path: http://iiac.ca/tag/prospecus-exemption/ (2016-02-14)
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  • Investment Executive Examines New Cybersecurity Resource Centre on iiac.ca | IIAC
    Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog June 11 2015 Investment Executive Examines New Cybersecurity Resource Centre on iiac ca The IIAC is committed to assisting our members in their efforts to be cyber resilient The new cybersecurity section of our website contains information tools and links to resources intended to assist firms in developing and maintaining their cybersecurity plans For more information please visit the IIAC s Cybersecurity Resource Centre or click here to access Tessie Sanci s article on investmentexecutive com Tweet Tagged Cybersecurity IIAC 2015 Cybersecurity Conference a Resounding Success Statement by Ian Russell on the passing of Ross Sherwood IIAC Blog Tag Cloud Ian Russell Industry info

    Original URL path: http://iiac.ca/investment-executive-examines-new-cybersecurity-resource-centre-on-iiac-ca/ (2016-02-14)
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  • IIAC 2015 Cybersecurity Conference a Resounding Success | IIAC
    CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog June 5 2015 IIAC 2015 Cybersecurity Conference a Resounding Success More than 120 participants took part in the full day conference with local and international experts to assist IIAC members in protecting their firm and clients against cyber attacks Participants heard from our keynote speaker Michael Calce aka Mafiaboy who at age 15 caused 1 2 billion in damages by bringing down the websites of Amazon CNN Dell E Trade eBay and Yahoo His actions which were eventually stopped following a major RCMP FBI sting operation incited panic from Silicon Valley to the White House Topics of discussion at the conference included Establishing a Governance and Risk Management Framework to Promote Cybersecurity Assessing Risk and Critical Assets Regulatory Perspectives on Cybersecurity Dealing with Law Enforcement and Other Legal Considerations for Cyber Incidents Implementation of Preventative Measures and Internal Controls Timely Detection of Threats and Developing a Recovery Plan to

    Original URL path: http://iiac.ca/iiac-2015-cybersecurity-conference-a-resounding-success/ (2016-02-14)
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  • 2015 IIAC Cybersecurity Conference | IIAC
    and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog April 23 2015 2015 IIAC Cybersecurity Conference Date June 4 2015 Time 7 45 am 5 00 pm Place St Andrews Club and Conference Centre 150 King Street West 16th Floor Garden Room Toronto Featuring Keynote Speaker Michael Calce a k a Mafiaboy Hear first hand from Michael Calce who at age 15 brought down the world s largest websites and caused 1 2 billion in damages by crashing the websites of Amazon CNN Dell E Trade eBay and Yahoo His actions which were eventually stopped following a major FBI sting operation incited panic from Silicon Valley to the White House Michael Calce s story is a captivating behind the scenes tour of hacking and proof positive that its rapid evolution is making the internet the new frontier for crime in the 21st century Are you prepared for a cyber attack Do you believe it is not likely to happen to your firm A U S Securities and Exchange Commission report released in February 2015 revealed that an overwhelming majority of broker dealers and investment advisers surveyed had experienced cyber attacks Eighty eight percent of the brokers had faced attacks compared with 74 percent of advisers The statistics are strongly suggesting that the question is not if you will be attacked but when It is critical that firms be prepared to operate in this new threat environment There are steps you can take to make your firm more cyber resilient and to be able to recover effectively should an attack occur The IIAC is pleased to present a full day conference with local and international experts to assist our members in protecting their firm and their clients Please join us for this

    Original URL path: http://iiac.ca/2015-iiac-cybersecurity-conference/ (2016-02-14)
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  • Free Cybersecurity Webinar | IIAC
    Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog January 22 2015 Free Cybersecurity Webinar Where in the World is your Data Presented by NPC The IIAC is working with members and industry experts to develop various tools and resources to assist Member firms with their cybersecurity preparedness and to highlight some existing helpful sources of information To this end IIAC members are invited to register for a complimentary webinar hosted by NPC on February 12 2015 titled Where in the world is your data Data protection in the age of device independence and the Cloud For details and registration click here This webinar has been certified by the FPSC for a one hour Practice Management CE credit In addition it may be eligible for a one hour IIROC CE credit Tweet Tagged Cybersecurity Events Susan Copland

    Original URL path: http://iiac.ca/free-cyber-security-webinar/ (2016-02-14)
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  • Banks Continue to Battle Cybersecurity Challenges | IIAC
    Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog December 16 2014 Banks Continue to Battle Cybersecurity Challenges CDW Financial Services has produced a compelling infographic regarding the challenges facing the financial services industry when it comes to cybersecurity In an effort to determine the extent of the threats CDW surveyed more than 150 U S bank managers familiar with cybersecurity issues Take a look at our latest infographic which debunks cybersecurity myths highlights vulnerabilities and provides an overview of best in class solutions to keep cyber criminals at bay Tweet Tagged Cybersecurity Industry info IIAC Seeks Volunteers for Financial Literacy Steering Committee What are Investment Industry CEOs Predicting for 2015 Tag Cloud Ian Russell

    Original URL path: http://iiac.ca/10700/ (2016-02-14)
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