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  • IIAC Top Under 40 Award: Nominations Now Being Accepted | IIAC
    Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog January 6 2015 IIAC Top Under 40 Award Nominations Now Being Accepted Established in 2013 by the Smarten Up Institute in collaboration with the Investment Industry Association of Canada the IIAC Top Under 40 Award is designed to celebrate an individual whose drive dedication and personal and professional qualities render him or her capable of having a positive influence on the investment industry early in his her professional life One recipient will be awarded the opportunity to work alongside one of the top industry leaders for a one week period in association with the Smarten Up Institute s Mentor Program A real benefit is the rare opportunity for a young up and comer to see first hand the challenges and rewards that face the President or Chairman of an investment firm or the CFO or CIO of a major financial institution or industry vendor firm In addition the recipient will also be given a course of their choosing with the Smarten Up Institute in Toronto or a course in association with Smarten Up Institute at a partner University

    Original URL path: http://iiac.ca/iiac-top-under-40-award-nominations-now-being-accepted/ (2016-02-14)
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  • IIAC Winter Compliance and Operations Symposium – Speaker Presentations Available | IIAC
    Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog March 12 2014 IIAC Winter Compliance and Operations Symposium Speaker Presentations Available You must be signed in to the IIAC s members only site to access the presentations The IIAC 2014 Winter Compliance and Operations Symposium was held on Thursday February 27 and attended by nearly 200 industry participants Panel discussions led by IIAC senior staff focused on current policy and regulatory reforms impacting the securities industry including Should You Press Send Navigating the New Anti Spam Regulations Foreign Account Tax Compliance Act FATCA What you need to know Developments in Listed Derivatives Industry Observations on Seniors as Clients Client Relationship Model CRM Clock is Ticking 336 days down 869 to go Anti Money Laundering New Requirements and FINTRAC Guidance Copies of most guest speaker presentations are

    Original URL path: http://iiac.ca/iiac-winter-compliance-and-operations-symposium-speaker-presentations-available/ (2016-02-14)
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  • Compliance | IIAC
    Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Tag Archives Compliance Michelle Alexander at the National Society of Compliance Professional s annual Toronto Conference Michelle Alexander at the National Society of Compliance Professional s annual Toronto Conference On Thursday March 27 2014 Michelle Alexander IIAC Vice President and Corporate Secretary participated in a two person panel discussion at the National Society of Compliance Professional s annual Toronto Regional Conference Joining Michelle on the panel was Paul Riccardi Senior Vice President Enforcement Member Policy Registration IIROC while Ellen Bessner Partner Babin Bessner Spry LLP served as the moderator The panel focused on the following areas Changes in the regulators priorities and new rules for 2014 Regulatory enforcement changes that have been made and how to manage and What is coming down the pike for exam Continue reading Tagged Compliance Industry conferences Michelle Alexander Comments Off on Michelle Alexander at the National Society of Compliance Professional s annual Toronto Conference IIAC Winter Compliance and Operations Symposium Speaker Presentations Available IIAC Winter Compliance and Operations Symposium Speaker Presentations Available You must be signed in to the IIAC s

    Original URL path: http://iiac.ca/tag/compliance/ (2016-02-14)
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  • Speaker Presentations | IIAC
    Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Tag Archives Speaker presentations IIAC Winter Compliance and Operations Symposium Speaker Presentations Available IIAC Winter Compliance and Operations Symposium Speaker Presentations Available You must be signed in to the IIAC s members only site to access the presentations The IIAC 2014 Winter Compliance and Operations Symposium was held on Thursday February 27 and attended by nearly 200 industry participants Panel discussions led by IIAC senior staff focused on current policy and regulatory reforms impacting the securities industry including Tagged Compliance Events Operations Speaker presentations Comments Off on IIAC Winter Compliance and Operations Symposium Speaker Presentations Available Tag Cloud Ian Russell Industry info Events CRM2

    Original URL path: http://iiac.ca/tag/speaker-presentations/ (2016-02-14)
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  • Smooth Sailing Likely for National Securities Regulator (IIAC Blog) | IIAC
    Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog August 19 2015 Smooth Sailing Likely for National Securities Regulator IIAC Blog Ian Russell Today the Financial Post in its FP Comment page is running a piece I wrote on how the recent FSB IOSCO decisions will galvanize broader support for the new cooperative securities regulator In recent months the multinational regulators the FSB and the IOSCO have concluded that systemic risks related to large asset managers flow from their potential system wide impact on capital markets not from the particular institution per se It is likely that Canadian authorities will reach a similar conclusion This would likely mean removal of large Canadian non bank non insurer financial institutions from inclusion in the Capital Market Stability Act CMSA i e the federal draft legislation expected to be released imminently that aims to oversee and impose regulations to address systemic risk in national capital markets The removal of non bank non insurer financial institutions from CMSA regulatory oversight would allay concerns about the prospect of regulatory inefficiencies arising from duplication and overlap These institutions and their capital market activities are already under the oversight of designated authorities Oversight by the CMSA would simply add another layer of

    Original URL path: http://iiac.ca/smooth-sailing-likely-for-national-securities-regulator/ (2016-02-14)
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  • IIAC: Federal Government has Critical Mass Needed to Proceed with Cooperative Capital Markets Regulatory System | IIAC
    Proceed with Cooperative Capital Markets Regulatory System In response to today s announcement by federal Finance Minister Joe Oliver that Saskatchewan and New Brunswick have agreed to join British Columbia Ontario and the federal government as participants in the Cooperative Capital Markets Regulatory System the IIAC issued the following news release Toronto Wednesday July 9 2014 Ian Russell President and CEO the Investment Industry Association of Canada IIAC is calling today s announcement regarding the Cooperative Capital Markets Regulatory System a hard fought victory that signals an end to the archaic and fragmented patchwork of 13 provincial and territorial securities watchdogs overseeing Canada s markets A long time proponent of the cooperative securities regulator model Russell agrees with the federal government and four participating provinces that a cooperative regulatory system will better protect investors and regional interests while supporting efficient capital markets and managing systemic risk With the announcement that Saskatchewan and New Brunswick have agreed to participate Ottawa now has the critical mass approximately half of domestic capital market activity needed to begin operations as a cooperative capital markets system Russell says Provinces that are on the fringe will have to make a decision It will only be a matter of time before most of the outliers will join because there are too many efficiencies to gain by coming into the fold and too many benefits lost by staying out Russell agrees with the governments position that the cooperative system will provide balance and preserve regional interests while bringing much needed reform nationally Regional autonomy will be protected because there will be a regulatory office in every participating province each with the local expertise to serve that jurisdiction while also being able to draw on the resources of a national organization I would like to congratulate the federal government

    Original URL path: http://iiac.ca/iiac-cooperative-capital-markets-regulatory-system-now-a-reality/ (2016-02-14)
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  • Finance Minister Joe Oliver says national securities regulator could become reality by fall 2015 | IIAC
    The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog June 10 2014 Finance Minister Joe Oliver says national securities regulator could become reality by fall 2015 As seen today on FinancialPost com s FP Street an interview with Finance Minister Joe Oliver by Gordon Isfeld Canada s finance minister believes the government s long sought goal of a single national securities regulator could become a reality by the next federal election scheduled for the fall of 2015 I think it is very positive that Canada British Columbia and Ontario entered into this agreement in principle on a national regulator We re expecting there will be a number of other provinces coming on board soon Joe Oliver told the Financial Post on Monday I don t use the word soon unless I mean soon The Ontario election set for Thursday obviously delayed the matter But it really makes sense for everyone to join in Mr Oliver the former natural resources minister who was named finance minister in March was speaking on the sidelines of the International Economic Forum of the Americas in Montreal I think it will be well on its way by the next federal election he said in an interview It won t be viewed as a promise as much as an accomplishment in my opinion added Mr Oliver 73 I believe we will have achieved a lot I m not saying every province will be in although the door is always open

    Original URL path: http://iiac.ca/finance-minister-joe-oliver-says-national-securities-regulator-could-become-reality-by-fall-2015/ (2016-02-14)
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  • Joe Oliver | IIAC
    Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Tag Archives Joe Oliver Finance Minister Joe Oliver says national securities regulator could become reality by fall 2015 Finance Minister Joe Oliver says national securities regulator could become reality by fall 2015 As seen today on FinancialPost com s FP Street an interview with Finance Minister Joe Oliver by Gordon Isfeld Canada s finance minister believes the government s long sought goal of a single national securities regulator could become a reality by the next federal election scheduled for the fall of 2015 I think it is very positive that Canada British Columbia and Ontario entered into this agreement in principle on a national regulator We re expecting there will be a number of other provinces coming on board soon Joe Oliver told the Financial Post on Monday I don t use the word soon unless I

    Original URL path: http://iiac.ca/tag/joe-oliver/ (2016-02-14)
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