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  • Protecting Senior Investors | IIAC
    Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Tag Archives Protecting senior investors Canada s Investment Professionals Committed to Protecting Senior Investors Canada s Investment Professionals Committed to Protecting Senior Investors Earlier this year the IIAC published a Guidance Report entitled Canada s Investment Industry Protecting Senior Investors with the goal of sharing best practices investment dealer firms and advisors are using when working with senior clients To mark Financial Literacy Month we thought it would be useful to once again direct the industry and investors to this important document The report underscores how seriously the industry takes its responsibility to ensure senior investors are being served in an ethical respectful and informed manner It also calls attention to the important role firms and advisors are playing in protecting this Continue reading Tagged Financial Literacy Month IIAC

    Original URL path: http://iiac.ca/tag/protecting-senior-investors/ (2016-02-14)
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  • IIAC Member Firms: A Cut Above | IIAC
    Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog May 9 2014 IIAC Member Firms A Cut Above On May 8 2014 Michelle Alexander IIAC Vice President and Corporate Secretary delivered a keynote address to the Halifax Chamber of Commerce The theme of Michelle s speech was IIAC Member Firms A Cut Above Here s part of what Michelle had to say Both raising and investing capital prudently are particularly challenging in times like these given the underlying weaknesses in capital markets Fortunately in IIAC member firms Canadian investors have advisors who are simply put a cut above Surveys consistently show that Canadian investors realize this and are able to invest confidently as a result Investing is important for the Canadian people and the Canadian economy But it s important that investors find the right advisor In that respect IIAC members stand out A copy of Michelle s speech is available here Tweet Tagged

    Original URL path: http://iiac.ca/iiac-member-firms-a-cut-above/ (2016-02-14)
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  • Halifax Chamber Of Commerce | IIAC
    Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Tag Archives Halifax Chamber of Commerce IIAC Member Firms A Cut Above IIAC Member Firms A Cut Above On May 8 2014 Michelle Alexander IIAC Vice President and Corporate Secretary delivered a keynote address to the Halifax Chamber of Commerce The theme of Michelle s speech was IIAC Member Firms A Cut Above Here s part of what Michelle had to say Both raising and investing capital prudently are particularly challenging in times like these given the underlying weaknesses in capital markets Fortunately in IIAC member firms Canadian investors have advisors who are simply put a cut above Surveys consistently show that Canadian investors realize this and are able to invest confidently as a result Investing is important for the Continue reading Tagged A Cut Above Halifax Chamber

    Original URL path: http://iiac.ca/tag/halifax-chamber-of-commerce/ (2016-02-14)
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  • Michelle Alexander at the National Society of Compliance Professional’s annual Toronto Conference | IIAC
    and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog March 28 2014 Michelle Alexander at the National Society of Compliance Professional s annual Toronto Conference On Thursday March 27 2014 Michelle Alexander IIAC Vice President and Corporate Secretary participated in a two person panel discussion at the National Society of Compliance Professional s annual Toronto Regional Conference Joining Michelle on the panel was Paul Riccardi Senior Vice President Enforcement Member Policy Registration IIROC while Ellen Bessner Partner Babin Bessner Spry LLP served as the moderator The panel focused on the following areas Changes in the regulators priorities and new rules for 2014 Regulatory enforcement changes that have been made and how to manage and What is coming down the pike for exam priorities and how to prepare Tweet Tagged Compliance Industry conferences

    Original URL path: http://iiac.ca/michelle-alexander-at-the-national-society-of-compliance-professionals-annual-toronto-conference/ (2016-02-14)
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  • Industry Conferences | IIAC
    Sponsorship Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Tag Archives Industry conferences Michelle Alexander at the National Society of Compliance Professional s annual Toronto Conference Michelle Alexander at the National Society of Compliance Professional s annual Toronto Conference On Thursday March 27 2014 Michelle Alexander IIAC Vice President and Corporate Secretary participated in a two person panel discussion at the National Society of Compliance Professional s annual Toronto Regional Conference Joining Michelle on the panel was Paul Riccardi Senior Vice President Enforcement Member Policy Registration IIROC while Ellen Bessner Partner Babin Bessner Spry LLP served as the moderator The panel focused on the following areas Changes in the regulators priorities and new rules for 2014 Regulatory enforcement changes that have been made and how to manage and What is coming down the pike for exam Continue reading Tagged Compliance

    Original URL path: http://iiac.ca/tag/industry-conferences/ (2016-02-14)
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  • Canada’s Investment Professionals: Committed to Protecting Senior Investors | IIAC
    Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Blog March 18 2014 Canada s Investment Professionals Committed to Protecting Senior Investors Advisors play an important role in protecting senior investors says the Investment Industry Association of Canada IIAC According to Michelle Alexander the proof is in a Guidance Report report issued today entitled Canada s Investment Industry Protecting Senior Investors The goal of the report Alexander said is to share best practices investment dealer firms and advisors are using when working with senior clients The report underscores how seriously the industry takes its responsibility to ensure senior investors are being served in an ethical respectful and informed manner It also calls attention to the important role firms and advisors are playing in protecting this client base We are pleased to provide a comprehensive list of not only the challenges but also a wide range of best practices currently and successfully in use Alexander said During the development of this report I was repeatedly struck by the lengths advisors and their firms go to to ensure their senior clients are not being taken advantage of by family members and

    Original URL path: http://iiac.ca/canadas-investment-professionals-committed-to-protecting-senior-investors/ (2016-02-14)
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  • Investor Education | IIAC
    Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Tag Archives Investor education Get Trading Get Trading TMX Capital Markets Learning Centre recently launched a new information resource to help Canadians build a better understanding of our capital markets Here s how it s described The TMX Trading Simulator allows you to participate in Canadian equity and derivative markets in a risk free virtual environment With helpful tools at your side sign in and become a virtual investor trade both equities and options and track your portfolio s performance using real market data Become a virtual investor here Tagged Investor education TMX Group Comments Off on Get Trading Canada s Investment Professionals Committed to Protecting Senior Investors Canada s Investment Professionals Committed to Protecting Senior Investors Advisors play an important role in protecting senior investors says the Investment Industry Association of Canada IIAC According to Michelle Alexander the proof is in a Guidance Report report issued today entitled Canada s Investment Industry Protecting Senior Investors The goal of the report Alexander said is to share best practices investment dealer firms and advisors are using when working with senior

    Original URL path: http://iiac.ca/tag/investor-education/ (2016-02-14)
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  • Investor Protection | IIAC
    Opportunities Hall of Fame Home Member Login Contact Us About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Tag Archives Investor protection Canada s Investment Professionals Committed to Protecting Senior Investors Canada s Investment Professionals Committed to Protecting Senior Investors Advisors play an important role in protecting senior investors says the Investment Industry Association of Canada IIAC According to Michelle Alexander the proof is in a Guidance Report report issued today entitled Canada s Investment Industry Protecting Senior Investors The goal of the report Alexander said is to share best practices investment dealer firms and advisors are using when working with senior clients The report underscores how seriously the industry takes its responsibility to ensure senior investors are being served in an ethical respectful and informed manner It also calls attention to the important role firms and advisors are playing in protecting this client base Tagged Investment industry best practices

    Original URL path: http://iiac.ca/tag/investor-protection/ (2016-02-14)
    Open archived version from archive