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  • Hall of Fame | IIAC
    active in community service for several decades He served three terms as President of the Canadian Hearing Society and was a founding director of the Hearing Foundation of Canada For almost two decades he served as a member of the board of directors and treasurer of two local associations for the developmentally handicapped He currently serves as a member of the Finance Committee of United Way Windsor Essex County and he is a major financial supporter of its programs In 1980 Mr Leslie was awarded a Gold Medal by the American Accounting Association for his book Dollar Unit Sampling in Auditing He was elected a Fellow of the Institute of Chartered Accountants of Ontario in 1982 In 1990 he received the AAA Distinguished Service in Auditing Award for his outstanding contribution to the accounting profession Shortly after his retirement in 1998 the RCMP invited Mr Leslie to their biennial awards ceremony and presented him with an RCMP Partnership Pin and a special award of recognition for his contributions to the RCMP Commercial Crime Program over three decades In 2012 Mr Leslie was awarded the Queen Elizabeth II Diamond Jubilee Medal by the Investment Industry Association of Canada IIAC in recognition of his contribution to investor protection Back to top Charles M Winograd Former Chairman CEO RBC Capital Markets current Chairman TMX Group Mr Winograd retired from RBC Capital Markets in December 2008 where he served as Deputy Chairman from 1996 to 1998 President and Chief Operating Officer from 1998 to 2001 and Chairman and Chief Executive Officer from 2001 to 2008 Mr Winograd began his career at Richardson Securities in 1971 as an Investment Analyst and had several progressively senior positions with Richardson Greenshields and predecessor companies becoming President and Chief Executive Officer in 1987 and Chairman and Chief Executive Officer in 1991 until it merged into RBC Dominion Securities in 1996 During Mr Winograd s years at the helm RBC s investment banking business experienced tremendous growth Gordon Nixon past CEO of Royal Bank of Canada stated Mr Winograd deserves credit for both expanding the bank and protecting it from the worst of the credit crunch Source The Globe and Mail September 25 2008 Mr Winograd is Chairman of the Board of Directors of TMX Group Inc and a member of its Governance Committee and Human Resources Committee He is presently on the Board of Talisman Energy Inc and James Richardson and Sons Limited Mr Winograd is a Director of Mt Sinai Hospital and Chairman of its Business Development committee He also serves on the Board of Pathways to Education Canada and is on the Advisory Council for Promoting Women on Boards Mr Winograd and his wife have been big supporters of the United Way In 2007 the couple was recognized in the United Way s Chairman s Club Mr Winograd served as a past Chairman of the Investment Dealers Association of Canada In 2012 Mr Winograd was awarded Queen Elizabeth II Diamond Jubilee Medal by the Investment Industry Association of Canada IIAC in recognition of his contributions to the Canadian investment industry Back to top Posthumous Inductees Jalynn H Bennett 1943 2015 Former Director Bank of Canada Former Commissioner Ontario Securities Commission Jalynn H Bennett was born in Toronto She graduated from Trinity College University of Toronto with a Bachelor of Arts in Economics in 1965 After graduation Ms Bennett began her career with The Manufacturer s Life Insurance Company as a secretary and then went on to became Vice President Corporate Development reporting to the CEO In 1989 Ms Bennett left Manulife after 25 years and established her own strategic consulting firm Jalynn H Bennett Associates As a woman in leadership Ms Bennett had a transformative impact on the lives of many women Over the course of her career she served on numerous corporate boards Canadian Imperial Bank of Commerce Nortel Networks Teck Cominco Sears Canada Cadillac Fairview Bombardier Rexel Canada Electrical CanWest Global Communications Corporation Ontario Power Generation Ontario Teachers Pension Plan Canada Millennium Scholarship Foundation the Ontario government s Public Accountants Council and the Hospital for Sick Children Foundation From 1989 to 1994 Ms Bennett became and served as the first female Director of the Bank of Canada As well she served as Commissioner of the Ontario Securities Commission from 1989 to 1994 Equally important to Ms Bennett was giving back to her community which was reflected in her role as Chair of the Board of Trent University and on the Boards of the Canada Millennium Scholarship Foundation and the Hospital for Sick Children Foundation Ms Bennett chose the Nova Scotia Lighthouse Preservation Society as the recipient of bequests upon her death as a way to contribute to Canadian society and to nation building In 2000 Ms Bennett was awarded the Order of Canada in recognition of her impressive financial career In 2003 Ms Bennett was the recipient of Canada s Most Powerful Woman Award In 2004 Ms Bennett was the recipient of a Doctor of Sacred Letters Honoris Causa from her alma mater Back to top Sir Rodolphe Forget 1861 1919 Former Chairman Montreal Stock Exchange and Partner L J Forget et Compagnie At the age of 15 Rodolphe Forget started his financial career as an apprentice with his uncle Louis Joseph Forget the founder of L J Forget et Compagnie a brokerage firm in 1876 During the 1880s the Firm emerged as the most important brokerage in Montreal and gained recognition throughout Canada and abroad In 1890 Rodolphe Forget became a partner in the Firm and it was his involvement in the Montreal Stock Exchange which steered his rapid rise in the business community Rodolphe Forget s involvement in the financial industry was instrumental in the development of the Quebec economy He made his mark with his work in mergers and acquisitions In 1890 the Forgets started building a portfolio by acquiring Montreal hydroelectric firms and merging them into the Montreal Light Heat and Power Company the predecessor of Hydro Québec The Forgets

    Original URL path: http://iiac.ca/halloffame/ (2016-02-14)
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  • IIAC Top Under 40 Award | IIAC
    SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search IIAC Top Under 40 Award IIAC Top Under 40 Award The IIAC Top Under 40 Award recognizes and celebrates the new generation of highly motivated and talented young professionals whose drive dedication and personal and professional qualities and accomplishments have brought distinction to the investment financial industry The recipient of the Award is announced annually at the IIAC Investment Industry Hall of Fame Gala Dinner and Induction Ceremony in late October The 2015 IIAC Top Under 40 Award Nominees were featured in the September 2015 issue of Investment Executive To see the full page advertisement click here The 2015 Winner of the IIAC Top Under 40 Award was featured in the November 2015 issue of Investment Executive To see the advertisement click here Prize The award recipient received Two round trip tickets to New York City including Two nights hotel accommodation and two tickets to Radio City Music Hall The opportunity to work alongside one of the top industry leaders for a one week period in association with the Smarten Up Institute s Mentor Program A complementary enrollment in a course of his her choice offered by the Smarten Up Institute in Toronto or a course in association with Smarten Up Institute at a partner University or College This award has a total value of more than 7 000 Background Award Criteria The nominee must have brought distinction to the investment financial industry and or have demonstrated excellence in one or more of the following areas Career Accomplishments Excellence in any career position other professional academic achievements etc Commitment to Canada s financial industry Involvement in his or her company events and or workshops Involvement with other professional bodies or business related organizations Promotion of the profession communications speaking writing media recruiting students in the profession etc Education Promotion of continuing applied education Seeks to bridge knowledge gaps in industry sectors Teaching mentoring coaching etc Community Service and Involvement Charitable community work service to the profession and other business groups To qualify as a nominee the individual must be a full time employee of an IIAC Member firm must be under the age of 40 as of December 31 st of the prior year and must not be a previous recipient of the award Judging Committee The three members of the IIAC Top Under 40 Award s Advisory Board consisting of industry and education professionals judge and approve nominations for the IIAC Top Under 40 Award Members of the Advisory Board are not eligible to be nominated Nominating Procedure Note 2015 nominations are no longer being

    Original URL path: http://iiac.ca/events/iiac-top-under-40-award/ (2016-02-14)
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  • Take Our Kids to Work Day™ | IIAC
    CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Take Our Kids to Work Day Take Our Kids to Work Day Take Our Kids to Work day falls on the first Wednesday of November every year Grade 9 students are hosted at workplaces across the country The IIAC s Toronto office hosts one hour workshops centering on educating students about Canada s capital markets and the securities industry and the many career opportunities in the sector Students may choose to attend one of two workshops offered a morning session or an afternoon session The workshops are open to any Grade 9 student related to an employee of an IIAC Member dealer firm For more information on Take Our Kids to Work day click here Date Wednesday November 2 2016 Location IIAC Toronto Office 100 Wellington Street West Suite 1910 Toronto Registration TBA Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016

    Original URL path: http://iiac.ca/take-your-kids-to-work-day/ (2016-02-14)
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  • Compliance and Operations Symposium | IIAC
    Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Compliance and Operations Symposium IIAC Compliance and Operations Symposium This annual full day event offers perspectives on topical issues impacting compliance and operations professionals within Canada s securities industry The 2016 IIAC Compliance and Operations Symposium will be held on March 9 2016 at the Toronto Region Board of Trade 77 Adelaide Street West The First Canadian Place Toronto Panel sessions will include Blockchain Technology CRM2 Cyber Testing FATCA CRS Point of Sale T 2 NEW For the latest event agenda please click here Panel sessions may be eligible for CE credits IIAC Member 250 00 Non Member 350 00 Prices do not include HST For sponsorship information please contact Pauline Flores Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft

    Original URL path: http://iiac.ca/compliance-and-operations-symposium/ (2016-02-14)
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  • Small and Independent Dealers' Symposium | IIAC
    and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Small and Independent Dealers Symposium Small and Independent Dealers Symposium This annual full day event offers an opportunity to hear from industry professionals about practical and solution driven discussions about current policy and regulatory issues affecting small and independent dealers The most recent event focused on cyber security Canadian Anti Spam legislation and related compliance issues tax related issues affecting small dealers legal issues affecting small dealers and moving to managed accounts Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft Regulations for CCMRS December 21 2015 IIAC Response to ASC Nunavut Start Up Prospectus Exemption December 9 2015 IIAC Letter

    Original URL path: http://iiac.ca/events/small-dealers-symposium/ (2016-02-14)
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  • Cybersecurity Symposium | IIAC
    Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Cybersecurity Symposium Cybersecurity Symposium The 2015 full day conference engaged local and international experts to assist IIAC s members in protecting their firm and their clients against cybersecurity threats This important event provided practical information about how the financial industry is and should be dealing with such threats Topics covered included establishing a Governance and Risk Management Framework to Promote Cybersecurity assessing risk and critical assets regulatory perspectives on cyber security dealing with law enforcement and other legal considerations for cyber incidents implementing preventative measures and internal controls and detecting threats and developing a recovery plan to minimize damage Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft Regulations for CCMRS December 21 2015 IIAC

    Original URL path: http://iiac.ca/events/cybersecurity-symposium/ (2016-02-14)
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  • Sponsorship Opportunities | IIAC
    Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Sponsorship Opportunities IIAC Sponsorship Opportunities The Investment Industry Association of Canada IIAC offers a variety of event sponsorship opportunities to showcase your company s brand and strengthen your reputation in the business community Sponsorships are offered at various price points and provide a host of benefits to your firm For information on how you can get involved with our events please contact Jack Rando or Pauline Flores Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft Regulations for CCMRS December 21 2015 IIAC Response to ASC Nunavut Start Up Prospectus Exemption December 9 2015 IIAC Letter from the President

    Original URL path: http://iiac.ca/events/sponsorship-opportunities/ (2016-02-14)
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  • Contact Us | IIAC
    Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Home Member Login Contact Us Français About the IIAC Who We Are Board of Directors President CEO Subject Matter Experts IIAC Committees Working Groups IIAC Member Firms IIAC Affiliates Industry Job Board Advocacy Submissions Letters Letter from the President Key Issues Successes Activity Updates Member Support Cybersecurity Resource Centre CRM2 Resource Centre Industry Data Publications Public Advisories Institutional Trade Matching Tools Member Benefits Member Kit Members Only Small Dealers Overview Ian Russell on SAID Advocacy SAID Successes Publications Industry Data Tools SAID Committee Meeting Minutes Centres of Higher Learning Media Coverage SAID Events Investors Newsroom Subject Matter Experts News Releases Op Eds The IIAC in the News Blog eNewsletter Speeches Upcoming Presentations Videos Canada s Investment Industry Faces Did You Know Logos Media Kit Social Media Policy Events Upcoming Events Webinars IIAC Investment Industry Hall of Fame IIAC Top Under 40 Award Take Our Kids to Work Day Compliance and Operations Symposium Small and Independent Dealers Symposium Cybersecurity Symposium Sponsorship Opportunities Hall of Fame Search Contact Us Email us 1 855 252 IIAC 4422 toll free Toronto Head Office TD West Tower 100 Wellington St West Suite 1910 P O Box 173 Toronto ON M5K 1H6 416 364 2754 416 364 4861 fax View Larger Map Montreal 1 Place Ville Marie Suite 2001 Montreal QC H3B 2C4 514 843 8950 514 866 2115 fax View Larger Map Vancouver 701 West Georgia Street Suite 1500 Vancouver BC V7Y 1C6 604 637 1676 604 801 5911 fax View Larger Map Tweet Follow us IIAC Letter to Montreal Exchange Seeks Amendment to Special Terms Transaction Reporting February 12 2016 IIAC Comment Letter on Revised Capital Markets Act and Draft Regulations for CCMRS December 21 2015 IIAC Response to ASC Nunavut Start Up Prospectus Exemption

    Original URL path: http://iiac.ca/contact/ (2016-02-14)
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