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  • OSC | Ontario Securities Commission || CVMO | Commission des valeurs mobilières de l'Ontario
    des valeurs mobilières de l Ontario The Ontario Securities Commission administers and enforces securities legislation in the Province of Ontario La Commission des valeurs mobilières de l Ontario est chargée de l application des lois qui régissent des valeurs mobilières

    Original URL path: http://osc.gov.on.ca/ (2013-06-11)
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  • OSC | Home
    H Drabinsky et al June 6 2013 In the Matter of Bunting Waddington Inc et al Upcoming Proceedings June 5 2013 9 00 AM Global Consulting and Financial Services Crown Capital Management Corporation June 5 6 2013 9 30 AM Jowdat Waheed and Bruce Walter June 5 17 2013 10 00 AM David Charles Phillips and John Russell Wilson June 6 2013 10 00 AM New Hudson Television Corporation New Hudson Television L L C New on the Website Investor Focused Roundtables OSC seeks input from investors in June on a variety of topics including mutual fund fees crowdfunding and fiduciary duty OSC Policy Hearing on Proposed Enforcement Initiatives OSC Staff Notice 15 704 The OSC will hold a public policy hearing on June 17 2013 commencing at 10 00 a m June 7 2013 Transcript Roundtable Discussion Re Discussion Paper and Request for Comment 81 407 Mutual Fund Fees June 3 2013 Extension of comment period on Proposed NI 62 105 Security Holder Rights Plans and Amendments to Early Warning Reporting Regime May 23 2013 The Investment Funds Practitioner May 2013 News Releases June 6 2013 OSC News Release Ontario Securities Commission Seeks Comment on Derivatives Product Determination and

    Original URL path: http://osc.gov.on.ca/en/home.htm (2013-06-11)
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  • CVMO | Accueil
    11 janvier 2013 Actualité des investisseurs de la CVMO Prenez garde les programmes d investissement à rendement élevé ne sont que des combines à la Ponzi 29 juin 2012 Le rapport de gestion et les états financiers de la Commission des Valeurs Mobilières de l Ontario qui documentent les activités financières de la CVMO en 2011 12 sont maintenant disponibles sur le site Web de la CVMO 25 mai 2012 Liste noire à l intention des investisseurs Babak Navarchi aka Brian Navarchi doing business as BN Financial Services 25 mai 2012 Liste noire à l intention des investisseurs BN Financial Services 25 mai 2012 Liste noire à l intention des investisseurs WhirlWind Energy Cumhur Murat Topbas doing business as Communiqué 6 juin 2013 ACVM Communiqué Les autorités en valeurs mobilières du Canada lancent une consultation sur des règlements sur la détermination des dérivés les référentiels centraux et la déclaration de données sur les dérivés 30 mai 2013 ACVM Communiqué Les autorités en valeurs mobilières du Canada adoptent des modifications au régime de précommercialisation et de commercialisation prévu par les règlements relatifs au prospectus 17 mai 2013 CVMO Communiqué Ming Chao Zhao règle avec la Commission des valeurs mobilières de l

    Original URL path: http://osc.gov.on.ca/fr/accueil.htm (2013-06-11)
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  • OSC | About the OSC - Careers
    of its stakeholders for high quality and cost effective regulation The OSC has a wide range of meaningful and rewarding career opportunities in areas such as securities law litigation accounting enforcement investigations The OSC is looking for talented staff to help strengthen our team and to assist in fulfilling our dual mandate Working at the OSC means working in a dynamic setting with proven leadership and a collegial work environment

    Original URL path: http://osc.gov.on.ca/en/About_careers_index.htm (2013-06-11)
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  • OSC | FAQs
    a discount broker Can the OSC help if I have an issue with the fees my dealer or adviser charges Can my adviser make trades in my account without my permission I spend each winter down south Why can t my dealer in Ontario process any trades for me while I m away Investing in a Public Company How do I know if a company is a public company in Ontario Where can I find more information about a public company Where can I find insider trading reports What does it mean if a public company has a cease trade order CTO issued against it What do I do if I own shares in a company that has a cease trade order CTO issued against it How do I know when a cease trade order CTO has been revoked What rights do I have as a shareholder in a public company How do I know if a share certificate has any value Avoiding Fraud How do you know when an investment opportunity might be a scam Why won t the OSC tell me when it s investigating a specific individual or company Receiving Calls from the OSC Regarding Compliance Reviews

    Original URL path: http://osc.gov.on.ca/en/faqs_index.htm (2013-06-11)
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  • OSC | Contact Us
    M5H 3S8 Ontario Securities Commission 20 Queen Street West 22 nd Floor Toronto ON M5H 3S8 Business hours Monday to Friday 8 30 a m to 5 00 p m Eastern Time OSC Phone Directory by Branch OSC Fax Directory by Branch Questions and Complaints If you have a question complaint or tip call us or submit our online form You can also download a PDF form and mail or fax it to us Inquiry Feedback form PDF Complaint form PDF Tip form PDF Local Toronto Toll free North America TTY Fax E mail 416 593 8314 1 877 785 1555 1 866 827 1295 416 593 8122 Questions and Complaints inquiries osc gov on ca Public Records To request public records or for information relating to public records contact us at Local Toronto TTY E mail 416 593 3735 1 866 827 1295 record osc gov on ca Accessibility at the OSC The OSC has developed policies and practices that specify how we will provide services to people with disabilities You can review the OSC s Accessibility Policy and provide us with your feedback on our accessibility policies and practices at Accessibility at the OSC As a regulatory agency

    Original URL path: http://osc.gov.on.ca/en/contactus_index.htm (2013-06-11)
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  • OSC | Site Map
    News Releases OSC Investor Alerts CSA News Releases Speeches Events Media Room OSC in the Community OSC Dialogue OSC IIROC Market Structure Conference Publications OSC Annual Report Statement of Priorities Perspectives Newsletter OSC Investor News Investors OSC s Role Investor Protection Funds Office of the Investor OSC in the Community Investor Advisory Panel Panel Members Meeting Agendas and Minutes Submissions Protect against Fraud Investor Warnings Investor Alerts Warning List Learn about Investing Tools Resources Check Registration Disclosure Documents Brochures OSC Investor News Questions Complaints Contact Us FAQs Legal and Privacy Statements Search Really Simple Syndication RSS Accessibility at the OSC Transition to International Financial Reporting Standards IFRS eXtensible Business Reporting Language XBRL Information For Dealers Adviser and Investment Fund Managers Who Needs to Register Getting Registered Registration Categories Initial Requirements Applying Approval Ongoing Requirements Compliance System Business Conduct Requirements Financial Requirements Updating Information OSC Compliance Reviews If Your Firm is Selected for Review If Your Firm is not in Compliance OSC Compliance Reports Staff Notices E mail blasts Changes to Registration Changing Categories or Jurisdictions Transferring to Another Firm Suspending and Revoking Registration Surrendering Registration Reinstating Registration Terms and Conditions Asking for Relief Opportunity to Be Heard Director s Decisions Forms Fees Types of Fees If Fees are not Paid Information on IFRS Information For Companies Selling Securities Prospectus Offerings Private Placements Rights Offerings Fees Asking for Relief Exemptive Relief Applications Pre filings Fees Ongoing Disclosure Continuous Disclosure Insider Reporting Fees Take Over Bids Special Transactions and Early Warning Filing Documents Electronically SEDAR SEDI Information for Small and Medium Enterprises Calendar of Upcoming Seminars Information on IFRS Information For Investment Funds Selling Securities Prospectus Offerings Exempt Distributions Rights Offerings Fund Operations Conventional Mutual Funds Non Conventional Investment Funds Specialized Funds Ongoing Disclosure Financial Material Changes Other Requirements Marketing Sales Dealer

    Original URL path: http://osc.gov.on.ca/en/sitemap.htm (2013-06-11)
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  • OSC | Investors
    on the Statement of Priorities provides details of the OSC s performance against the priorities You can also help protect yourself by being an informed investor In this section you will find out how to protect against fraud and how to learn more about investing You will also find tools and resources you can use to do a background check on an individual or firm or research an investment and information on our new process of calling clients regarding their dealer or portfolio manager If you have a question want to report suspicious activity or have a complaint about a company investment product or financial adviser contact us for assistance The information in this section is provided for information purposes only The OSC does not provide financial or legal advice Investor Focused Roundtables June 7 2013 9 am to 1 pm OSC News Release OSC Announces Agenda for Roundtable Discussion of CSA Discussion Paper and Request for Comment 81 407 Mutual Fund Fees Transcript Roundtable Discussion Re Discussion Paper and Request for Comment 81 407 Mutual Fund Fees June 11 2013 9 am to 11 am OSC News Release OSC Seeks Input from Investors on Investing in Start ups and

    Original URL path: http://osc.gov.on.ca/en/Investors_index.htm (2013-06-11)
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