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  • OSC | Ontario Securities Commission || Commission des valeurs mobilières de l'Ontario
    The Ontario Securities Commission administers and enforces securities legislation in the Province of Ontario La Commission des valeurs mobilières de l Ontario est chargée de l application des lois qui

    Original URL path: http://www.osc.gov.on.ca/ (2014-05-13)
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  • OSC | Home
    of Blackwood and Rose Inc et al May 2 2014 In the Matter of Pro Financial Asset Management Inc May 2 2014 In the Matter of Ground Wealth Inc et al Upcoming Proceedings May 12 2014 11 00 AM Fawad Ul Haq Khan and Khan Trading Associates Inc May 14 2014 9 00 AM Paul Lester Stiles May 14 2014 9 30 AM Won Sang Shen Cho also known as Craig Cho doing business as Chosen Media and Groops Media May 16 2014 10 00 AM Heritage Education Funds Inc New on the Website May 9 2014 Investor Warning List VaultOptions Ltd doing business as www vaultoptions com May 7 2014 OSC Service Standards and Timelines May 2 2014 Investor Warning List OptionRally Financial Services Ltd doing business as www optionrally com May 2 2014 Investor Warning List LFG Investment Limited doing business as www optionrally com May 1 2014 Blast Email Requirement to make OBSI available to clients News Releases May 6 2014 OSC News Release Ontario Superior Court of Justice dismisses appeal by Otto Spork Konstantinos Ekonomidis and Natalie Spork May 6 2014 OSC News Release Daniel Tiffin and Tiffin Financial Corporation Charged Quasi Criminally with Unregistered Trading

    Original URL path: http://www.osc.gov.on.ca/en/home.htm (2014-05-13)
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  • CVMO | Accueil
    Communiqué Les autorités en valeurs mobilières du Canada lancent une consultation sur des indications à l intention des agences de conseil en vote 10 avril 2014 ACVM Communiqué Report de la date de mise en œuvre de l obligation de déclaration des opérations sur derives 7 avril 2014 ACVM Communiqué Les autorités en valeurs mobilières du Canada donnent suite à leur examen des frais des organismes de placement collectif avec une demande de proposition de recherché 3 avril 2014 CVMO Communiqué La CVMO publie l ébauche de son énoncé de priorités pour l exercice 2014 2015 aux fins de commentaires du public 18 mars 2014 ACVM Communiqué Les autorités en valeurs mobilières du Canada annoncent que la Journée de la vérification de l inscription se tiendra le 19 mars 2014 11 mars 2014 CVMO Communiqué La CVMO met en œuvre de nouvelles initiatives afin de renforcer les mesures d application de la loi Nouveautés sur le site 16 julliet 2013 2013 Rapport annuel de la CVMO Favoriser de sains marchés financiers pour les investisseurs de l Ontario 11 janvier 2013 Actualité des investisseurs de la CVMO Prenez garde les programmes d investissement à rendement élevé ne sont que des combines

    Original URL path: http://www.osc.gov.on.ca/fr/accueil.htm (2014-05-13)
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  • OSC | About the OSC - Careers
    this mandate the OSC works hard to keep pace with the rising expectations of its stakeholders for high quality and cost effective regulation The OSC has a wide range of meaningful and rewarding career opportunities in areas such as securities law litigation accounting enforcement investigations The OSC is looking for talented staff to help strengthen our team and to assist in fulfilling our dual mandate Working at the OSC means working in a dynamic setting with proven leadership and a collegial work environment As an equal opportunity employer we celebrate our differences and draw on the strengths and capabilities of Ontario s diversity of talent The OSC is committed to accessibility in employment and to ensuring equal access to employment opportunities for all qualified candidates including persons with disabilities In compliance with the AODA the OSC will endeavour to provide reasonable accommodation to persons with disabilities in the recruitment process upon request including in relation to the materials or processes to be used in recruitment In evaluating requests for accommodation the OSC will take into consideration each applicant s disability and his or her related accessibility needs If you require accommodation in the recruitment process due to a disability please

    Original URL path: http://www.osc.gov.on.ca/en/About_careers_index.htm (2014-05-13)
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  • CVMO | À Propos de la CVMO - Carrière
    à la CVMO La CVMO a pour principales responsabilités de protéger les investisseurs contre les pratiques déloyales irrégulières ou frauduleuses et de favoriser des marchés financiers justes et efficaces Compte tenu de ce mandat la CVMO redouble d efforts en vue de répondre aux attentes toujours plus élevées des intervenants en matière de réglementation efficiente et rigoureuse La CVMO offre un large éventail de possibilités de carrière intéressantes et gratifiantes dans des domaines comme le droit des valeurs mobilières le contentieux la comptabilité les enquêtes sur l application de la loi En vue de renforcer son équipe et de l aider dans l accomplissement de son double mandat la CVMO recherche du personnel talentueux Joindre les rangs de la CVMO c est travailler dans un environnement dynamique et propice à la collégialité qui bénéficie d une équipe de direction expérimentée Souscrivant au principe de l égalité d accès à l emploi nous nous réjouissons de nos différences et mettons à profit les points forts et les capacités de la diversité de l Ontario en matière de talent Pourquoi travailler à la CVMO Related Information Énoncés de priorités CVMO Rapport Annuel Énoncé des pratiques de gouvernance Organigramme de la CVMO Directions

    Original URL path: http://www.osc.gov.on.ca/fr/About_careers_index.htm (2014-05-13)
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  • OSC | FAQs
    a discount broker Can the OSC help if I have an issue with the fees my dealer or adviser charges Can my adviser make trades in my account without my permission I spend each winter down south Why can t my dealer in Ontario process any trades for me while I m away Investing in a Public Company How do I know if a company is a public company in Ontario Where can I find more information about a public company Where can I find insider trading reports What does it mean if a public company has a cease trade order CTO issued against it What do I do if I own shares in a company that has a cease trade order CTO issued against it How do I know when a cease trade order CTO has been revoked What rights do I have as a shareholder in a public company How do I know if a share certificate has any value Avoiding Fraud How do you know when an investment opportunity might be a scam Why won t the OSC tell me when it s investigating a specific individual or company Receiving Calls from the OSC Regarding Compliance Reviews

    Original URL path: http://www.osc.gov.on.ca/en/faqs_index.htm (2014-05-13)
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  • OSC | Contact Us
    30 a m to 5 00 p m Eastern Time OSC Phone Directory by Branch OSC Fax Directory by Branch Questions and Complaints If you have a question complaint or tip call us or submit our online form Our online complaint form outlines what we need from you in order to look into your complaint You can also download a PDF form and mail or fax it to us Inquiry Feedback form PDF Complaint form PDF Tip form PDF Local Toronto Toll free North America TTY Fax E mail 416 593 8314 1 877 785 1555 1 866 827 1295 416 593 8122 Questions and Complaints inquiries osc gov on ca Public Records To request public records or for information relating to public records contact us at Local Toronto TTY E mail 416 593 3735 1 866 827 1295 record osc gov on ca Accessibility at the OSC The OSC has developed policies and practices that specify how we will provide services to people with disabilities You can review the OSC s Accessibility Policy and provide us with your feedback on our accessibility policies and practices at Accessibility at the OSC As a regulatory agency the OSC cannot provide financial

    Original URL path: http://www.osc.gov.on.ca/en/contactus_index.htm (2014-05-13)
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  • OSC | Site Map
    Speeches Events Media Room OSC in the Community OSC Dialogue Publications OSC Annual Report Statement of Priorities OSC Investor News Investors OSC s Role Investor Protection Funds Office of the Investor OSC in the Community Investor Advisory Panel Panel Members Meeting Agendas and Minutes Submissions Check Before You Invest Investor Warnings Investor Alerts Warning List Learn about Investing Tools Resources Check Registration Disclosure Documents Brochures OSC Investor News Questions Complaints Contact Us FAQs Legal and Privacy Statements Search Really Simple Syndication RSS Accessibility at the OSC eXtensible Business Reporting Language XBRL Information For Dealers Adviser and Investment Fund Managers Who Needs to Register Getting Registered Registration Categories Initial Requirements Applying Approval OSC Registrant Search Ongoing Requirements Compliance System Business Conduct Requirements Financial Requirements Updating Information OSC Compliance Reviews If Your Firm is Selected for Review If Your Firm is not in Compliance OSC Compliance Reports Staff Notices E mail blasts Changes to Registration Changing Categories or Jurisdictions Transferring to Another Firm Suspending and Revoking Registration Surrendering Registration Reinstating Registration Terms and Conditions Registrant Outreach Calendar of Events Asking for Relief Opportunity to Be Heard Director s Decisions Forms Fees Types of Fees If Fees are not Paid Information For Companies Selling Securities Prospectus Offerings Private Placements Rights Offerings Fees Asking for Relief Exemptive Relief Applications Pre filings Fees Ongoing Disclosure Continuous Disclosure Insider Reporting Fees Take Over Bids Special Transactions and Early Warning Filing Documents Electronically SEDAR SEDI Information for Small and Medium Enterprises Calendar of Upcoming Seminars Information on IFRS Information For Investment Funds Selling Securities Prospectus Offerings Exempt Distributions Rights Offerings Fund Operations Conventional Mutual Funds Non Conventional Investment Funds Specialized Funds Ongoing Disclosure Financial Material Changes Other Requirements Marketing Sales Dealer Oversight Sales Communications Dealer Compensation Asking for Relief Filing Procedures Fees Information on IFRS Information For

    Original URL path: http://www.osc.gov.on.ca/en/sitemap.htm (2014-05-13)
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