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  • Forms
    of the Applicant described herein are accepted for listings on the Exchange will at the time of listing be a Related Person as defined in CSE Policy 1 of the Applicant Issuer find out more about Personal Information disclosure Form 4 Listing Agreement The Issuer shall and shall cause its Related Persons employees agents and consultants to comply be bound by and observe all existing regulations by laws rules and policies of the Exchange and all amendments and additions which may hereafter be made Form 5 Quarterly Listing Statement This Statement must be posted on or before the day on which the Issuer s unaudited interim financial statements are to be filed under the Securities Act or if no interim statements are required to be filed download for further information Form 6 Certificate of Compliance The Issuer certifies that the Issuer is in compliance with the requirements of applicable securities legislation and all Exchange Requirements Form 7 Monthly Progress Report This report is part of the Exchange s enhanced disclosure regime and is not intended to replace the Issuer s obligation to separately report material information forthwith upon the information becoming known to management Form 8 Notice of Prospectus Offering This document requires a full description of securities to be issued Class Number Price per security Voting rights etc Also details must be provided of the net proceeds to the Issuer per security and aggregate proceeds Form 9 Notice of Proposed Issuance of Securities Form 9 This Form is for a proposed issuance of listed securities or securities convertible or exchangeable into listed securities The Form is used to disclose details of Private Placement financing or a transaction involving the issuance of shares The disclosure will enable a reader to appreciate the significance of the transaction without reference to other

    Original URL path: http://www.puretrading.ca/CNSX/Listing/For-Listed-Companies/Forms.aspx (2014-10-22)
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  • Policies
    are also provided Policy 2 Qualification for Listing Listed Companies generally must have a public float of at least 500 000 freely tradeable shares worth at least 250 000 and consisting of at least 150 public holders with at least a board lot each of the security These and other requirements for listing on the exchange are outlined here Policy 3 Halts Suspensions and Delistings This policy outlines the circumstances under which the Exchange or Market Regulator will halt suspend or disqualify a Listed Issuer s securities A halt is generally temporary to allow for the dissemination of material information Suspensions or disqualifications are imposed because of regulatory concerns or failure of the Issuer to pay applicable fees Policy 4 Corporate Governance and Miscellaneous Provisions Policy 5 Timely Disclosure The Exchange requires Issuers to provide high quality immediate disclosure of material information to secondary market participants In addition Issuers must post mandated documents to cnsx ca This comprehensive publicly available disclosure for every CSE issuer is central to the CSE exchange model Policy 6 Distributions CSE issuers must comply with the requirements of this Policy for any distribution of listed securities or any distribution of a security that is exchangeable exercisable or convertible into a listed security Policy 7 Significant Transactions CSE defines the term significant transaction as any corporate transaction not involving equity securities that constitutes material information concerning the Issuer Policy 8 Fundamental Changes This Policy outlines Fundamental Changes In broad terms a fundamental change to an Issuer effectively results in a new issuer such that the existing disclosure record cannot be relied upon to fairly value the company s securities A fundamental change is treated as an application for listing by the resulting Issuer Policy 9 Name Changes Share Consolidations Upon a change of name of a

    Original URL path: http://www.puretrading.ca/CNSX/Listing/For-Listed-Companies/Policies.aspx (2014-10-22)
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  • Services for Listed Companies
    of market involvement Contact D Arcy Funfer Chairman COO for more about CHF for CSE issuers including discounts offered at 403 410 6221 or darcy chfir com IRonside Investor Relations http www ironsideir com At IRonside Investor Relations we are dedicated to one task raising the positive perception of our clients in order to increase their credibility within the investor community Through sophisticated research and the application of the right communications and marketing skills IRonside IR helps build ROI for our clients We implement best practices in all aspects of corporate and financial communications strategic and tactical provide superior client service including co ordinating across suppliers and outsourced functions work to expand recognition build trading volumes and broaden the investor base help build and maintain corporate credibility in capital markets assist with identifying analyzing and managing shareholders and stakeholders perceptions and expectations and support the highest sustainable share price for our clients For more information contact Robin Sundstrom directly at 647 822 8111or robin ironsideir com and mention that you are a CSE listed issuer KARMALI GROUP http www KarmaliGroup com Karmali Group International Investments Inc is one of Canada s exclusive oil gas and mining investment firms We provide well qualified projects and corporations with access to foreign investments joint venture partners private placements and international advisory We are able to assist companies listed on the following exchanges CSE TSX NYSE LSE FWB ASX JSE DFM ADX TASI BSE KSE MSM and QE To further discuss your project in more detail please leave a message for Mr Al M Karmali by telephone at 1 416 997 3120 or by e mail at contact KarmaliGroup com PrecisionIR http www precisionir com PrecisionIR is a world leader in investor targeting reaching over 15 million institutional and high net worth investors through our proprietary database and exclusive partnerships with more than 260 of the world s leading financial organizations including The Globe and Mail The Wall Street Journal Financial Times Yahoo Finance and leading exchanges such as LSE TSX CSE NYSE and NASDAQ PrecisionIR targets investors via impactful timely rich Internet print and audio video Since 1991 PrecisionIR has enabled over 15 000 public companies exchanges and investor relations firms to attract and engage over 5 million investors at the moment they are making their investment decisions More information is available at by contacting Chuck Williams at 434 973 9798 or by email at cwilliams precisionir com Simone Jackson Associates Limited http www simjackassociates com Simone Jackson Associates is a team of experienced health and pharmaceutical executives with specific skills within Clinical Healthcare Pharmacy and Health Insurance We have provided services in pharmaceutical management and distribution medical and patient care strategies within controlled substances methadone pain chronic disease states primary care clinic management and the marketing sales of pharma healthcare and health insurance Within the evolving Medical Marijuana business landscape we have strategies and solutions related to patient enrolment health care professional recruitment ability to augment higher level of scientific competence ability to enhance relations with Health Canada ability to establish relations with drug manufactures and help build investor confidence TheNewswire ca http www thenewswire ca TheNewswire ca TNW is the most affordable timely disclosure and SEDAR filing Agency in the industry Providing Full North American press release dissemination TNW does not charge on a per word basis since newswires do not actually re write press releases Instead TNW charges on a flat rate basis 1 250 for the year for unlimited press releases Image or map inclusions are absolutely free TNW always provides a FREE press release trial with zero obligation to any potential new clients TheNewswire ca is also a fully licensed SEDAR filings agency with the best annual rate in the industry For further details call Toll Free 1 877 456 6241 or e mail news TheNewswire ca MarketRadio ca http www MarketRadio ca MarketRadio ca is a regular half hour radio program focused on unique and innovative publicly traded companies plus news making events within the markets in Canada This highly regarded radio program profiles industry leaders and is informative impartial and non promotional Fully sponsored guest appearances are absolutely free and audience to MarketRadio exceeds 4 000 per episode We are always seeking program guests so please contact us anytime 1 877 456 6241 or e mail news MarketRadio ca CEO Clips http www ceoclips com Management is one of the top three reasons why investors purchase a stock How are they going to meet you CEO Clips is a series of business profiles on publicly traded companies These 90 second videos are broadcast on national TV and distributed online on top financial portals for maximum exposure to a targeted retail investor audience including BNN ca MSN Money Thomson Reuters Stockhouse com Rogers advisors ca Stocktwits in Germany and more Book your CEO Clip today at info ceoclips com Chorus Call http www choruscall com CSE listed companies receive 20 OFF teleconferencing webcasting Technology to help you tell your story PASSCODE TELECONFERENCING to convene a meeting wherever you are whenever you want ONLINE MEETING PLATFORMS with high quality video conferencing to help reduce your road show expenses INVESTOR TELECONFERENCES professionally managed with tools to help you manage your call PRIVATE BRANDED WEBCASTS INVESTOR SHOW MARKETING and follow up packages and much more Chorus Call delivers it all with attentive customer service focused on you and your unique requirements Talk to us We ll help you grow your business with services that are the right fit regardless of what stage you re at in development Chorus Call s communication platforms will communicate your brand and help you tell your story Call us at 1 800 319 3929 or email canada choruscall com InvestmentPitch http www InvestmentPitch com InvestmentPitch aggregates 3rd party videos from public and private companies financial advisors and investment publishers which are converted to streaming format for viewing without special media player software We capture your presentations at investment conferences and also convert your PDF and

    Original URL path: http://www.puretrading.ca/CNSX/Listing/For-Listed-Companies/Services-for-Listed-Companies.aspx (2014-10-22)
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  • CSE Trading Rules
    27 2011 Rule 9 Reporting Trades A Dealer receiving an option to purchase or sell a listed security shall report details of the option the Exchange 4 11 2008 Rule 8 Application of UMIR Universal Market Integrity Rules apply to trading on the CSE 4 11 2008 Rule 7 Investigations Enforcement The Exchange may whether or not on the basis of a complaint or other communication in the nature of

    Original URL path: http://www.puretrading.ca/CNSX/Listing/Policies-and-Regulations/CSE-Trading-Rules.aspx (2014-10-22)
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  • Regulatory Notices
    AMENDMENTS TO RULE 4 TRADING OF SECURITIES 4 11 2014 NOTICE 2014 001 Notice Of OSC Approval Of Amendments To Rule 12 Access By Eligible Clients 2 27 2014 Notice 2013 006 Listing Fee Schedule Reduced Initial Listing Fee For Currently Listed Companies Extended 10 8 2013 Notice 2013 005 Notice of OSC Approval of Changes to Rule 12 9 27 2013 Notice 2013 004 Listing Fee Schedule Reduced Initial Listing Fee for Currently Listed Companies 7 15 2013 Notice 2013 003 CNSX Request for Comments Passive only Order Type 6 14 2013 Notice 2013 002 CNSX Issuer Guidance Disclosure Obligations 5 10 2013 Notice 2013 001 CNSX Markets 2013 Listing Fee Schedule 3 26 2013 Notice 2012 001 CNSX Markets Inc Listing Fee Schedule 2 16 2012 Notice 2011 006 CNSX Markets Trading Fees 12 19 2011 Notice 2011 005 Trade Allocation for Jitney Orders 11 25 2011 Notice 2011 004 Trading Rules Removal of Exceptions 10 3 2011 Notice 2011 003 Amended Rules for Single Trading System CNSX Markets with Exceptions 6 24 2011 Notice 2011 002 Policy 2 Qualification for Listing Prospectus Exempt Securities 4 21 2011 Notice 2011 001 Housekeeping Amendments Personal Information Form 3 4 2011 Notice 2010 006 Amendments Policy 2 Prospectus Exempt Debt Securities 11 5 2010 Notice 2010 005 Amendments Trading Rules 9 24 2010 Notice 2010 004 Amendments Rules 1 101 Definitions 11 102 Qualification for Alternative Market 7 26 2010 Notice 2010 003 Policy and Rule Amendments 7 8 2010 Notice 2010 002 Implementation of the CSA s Order Protection Rule OPR 6 7 2010 Notice 2010 001 Proposed Changes Rule 1 101 and Rule 11 102 5 17 2010 Notice 2009 001 Proposed Policy and Rule Changes 10 23 2009 Notice 2008 004 Updated Policies Forms 11 20 2008

    Original URL path: http://www.puretrading.ca/CNSX/Listing/Bulletins-and-Notices/Regulatory-Notices.aspx (2014-10-22)
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  • Bulletins
    10 20 2014 2014 1011 Currency Change Armada Mercantile Ltd ARM U 10 20 2014 2014 1010 Name Change Cannabis Technologies Inc CAN 10 16 2014 2014 1009 New Listing Umbral Energy Corp UMB 10 16 2014 2014 1008 Correction New Listing Silk Road Ventures Ltd SFA 10 16 2014 2014 1007 Delist Sonomax Technologies Inc SHH 10 9 2014 2014 1006 Consolidation Innovative Properties Inc INR 10 7 2014 2014 1005 New Listing MGX Minerals Inc XMG 10 6 2014 2014 1004 Name Change Deer Horn Metals Inc DHM 10 3 2014 2014 1003 Stock Split Securecom Mobile Inc SCE 10 2 2014 2014 1002 Suspension AFG Flameguard Ltd AFG 10 1 2014 2014 1001 Delist Caribbean Diversified Investments Inc HDC 10 1 2014 2014 0914 New Listing Deer Horn Metals Inc DHM 9 29 2014 2014 0913 Delist TAC Gold Corporation TCG 9 26 2014 2014 0912 CSE Thanksgiving Day Schedule 9 24 2014 2014 0911 New Listing The Streetwear Corporation ARP 9 22 2014 2014 0910 New Listing My Marijuana Canada Inc MYM 9 18 2014 2014 0909 Name Change Monarch Energy Limited CHX 9 17 2014 2014 0908 New Listing Fundamental Applications Corp FUN 9 17 2014 2014 0907 Notice Of Distribution Target Capital Inc TCI 9 16 2014 2014 0906 New Listing Grand Peak Capital Corp GPK 9 10 2014 2014 0905 New Listing Alta Vista Ventures Ltd AVV 9 8 2014 2014 0904 Fundamental Change Infinity Minerals Corp Herbal Clone Bank Canada Inc 9 5 2014 2014 0903 New Listing GeoNovus Minerals Corp GNM 9 4 2014 2014 0902 New Listing Innovative Properties Inc INR 9 2 2014 2014 0901 Name Change Seashore Organic Marijuana Corp SOM 9 2 2014 2014 0813 New Listing SecureCom Mobile Inc SCE 8 28 2014 2014 0812 New

    Original URL path: http://www.puretrading.ca/CNSX/Listing/Bulletins-and-Notices/Bulletins.aspx (2014-10-22)
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  • CSE Filings
    Certificate of compliance 10 21 2014 RGO Form 9 Proposed Issuance of Listed Securities Proposed Issuance of Listed Securities 10 21 2014 RGO Material Change Report Material Change Report 10 21 2014 RGO Closing of Non Brokered Private Placement Press Release 10 21 2014 RKS Form 5 August 31 2014 Quarterly Listing Statement 10 21 2014 MOG Form 45 102F1 Other 10 21 2014 MOG Form 45 102F1 Other 10 21 2014 RKS MD and A August 31 2014 MD A Management Discussion and Analysis 10 21 2014 RKS Interim Financial Statements Interim Financial Statements 10 21 2014 PDH PDHS CSE Form 9 Securities Conversion conforme Proposed Issuance of Listed Securities 10 21 2014 PSE Articles of Incorporation Other 10 21 2014 PSE Supplemental Mailing Return Card Other 10 21 2014 PSE Form of Proxy Form of Proxy 10 21 2014 PSE 2014 Notice of Meeting Notice of Meeting 10 21 2014 PSE Information Circular Management Proxy Information Circular 10 21 2014 TLP UN Press Release Press Release 10 21 2014 ZRI Zara Insider Reorganizes Shareholdings Press Release 10 21 2014 CHF Copperbank and Full Metal Announce Completion of Arrangement Press Release 10 21 2014 WRW Winston Insider Reorganizes Shareholdings

    Original URL path: http://www.puretrading.ca/CNSX/Listing/Company-Filings/CSE-Filings.aspx (2014-10-22)
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  • Listed Company News
    2014 WRW Winston Insider Reorganizes Shareholdings Press Release 10 21 2014 FAT Far Resources Signs Option Agreement with Redline Minerals Press Release 10 21 2014 HM Hadley Insider Reorganizes Shareholdings Press Release 10 21 2014 NSK 85 Recovery Rates Press Release 10 21 2014 RSS RESAAS Welcomes HomeLife Realty Services to its Platform Press Release 10 21 2014 PDH PDHS News Release announcing securities conversion Press Release 10 21 2014 RHX Rosehearty looks to exit Russia Press Release 10 21 2014 DLS DealNet Introduces New Website Reflecting Focus on Engagement and Financing Press Release 10 21 2014 CND CNRP Insider Reorganizes Shareholdings Press Release 10 21 2014 OSH OSH CEO Receives National Trailer Blazer Award Press Release 10 20 2014 SUV Star Minerals Group Corporate Update Press Release 10 20 2014 MRM Castrol JPDA Press Release 10 20 2014 JEM Jagercor Reports Results of Drilling Project in Argentina Press Release 10 20 2014 CEG CEG intends to raise US 700 000 in Private Placement and to complete Debt Settlement Press Release 10 20 2014 MGM Launches Financing Secures Drill Permit Investor Relations Press Release 10 20 2014 CHA ChitrChatr Announces Closing of Private Placement and Debt Settlement Press Release 10

    Original URL path: http://www.puretrading.ca/CNSX/Listing/Company-Filings/Listed-Company-News.aspx (2014-10-22)
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