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  • Stock Market|CNSX-Canadian National Stock Exchange: Abattis Bioceuticals Corp. ( ATT )
    000 Anonymous Anonymous 1 000 0 300 0 320 8 000 Fidelity Clearing Canada ULC Scotia Capital Inc 1 500 0 295 0 320 1 000 CIBC World Markets Inc Scotia Capital Inc 2 500 0 295 0 320 5 000 Questrade Inc Mackie Research Capital Corporation 16 000 0 290 0 320 10 000 Mackie Research Capital Corporation Anonymous 5 000 0 285 0 320 500 Fidelity Clearing Canada ULC Scotia Capital Inc 2 500 0 285 0 320 10 000 Scotia Capital Inc Mackie Research Capital Corporation 5 000 0 280 0 330 10 000 Anonymous Scotia Capital Inc 50 000 0 280 0 335 1 500 W D Latimer Co Limited Depth Display By Price ATT Last Update 03 41 54 All data delayed 15 minutes Bid Count Bid Size Bid Price Ask Price Ask Size Ask Count 3 20 000 0 300 0 315 15 000 2 2 4 000 0 295 0 320 34 500 6 1 16 000 0 290 0 330 10 000 1 2 7 500 0 285 0 335 21 500 2 3 65 000 0 280 0 340 20 000 2 Last Five Trades Date Time Price Change Volume Buyer Seller Oct 21 15 55 0 310 0 020 7 500 W D Latimer Co Limited Scotia Capital Inc Oct 21 15 54 0 310 0 020 5 000 Anonymous Scotia Capital Inc Oct 21 15 54 0 310 0 020 2 500 Scotia Capital Inc Scotia Capital Inc Oct 21 15 53 0 300 0 010 5 000 Mackie Research Capital Corporation TD Securities Inc Oct 21 15 53 0 300 0 010 5 000 Mackie Research Capital Corporation Anonymous Search CSE Listed Other Canadian Listed insider reports News Releases 10 16 2014 ABATTIS ANNOUNCES NEW INVESTOR RELATIONS APPOINTMENT

    Original URL path: http://www.puretrading.ca/CustomRenderers/RenderEquity.aspx?EquityID=44221581-6346-435a-9cfd-ced44abda34d (2014-10-22)
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  • Contact Us
    Contact Us General Listing Inquiries Phone 416 367 7340 Email Listings thecse com New Listing Inquiries Canada Listings and Regulation Toronto James Black VP Listings Development Vancouver Phone 778 383 7694 Email James Black thecse com Mark Faulkner Vice President Listings Regulation Phone 416 367 7341 Email Mark Faulkner thecse com Akthem Sumrain Managing Director Listings Development Toronto Phone 416 367 7345 Email Akthem Sumrain thecse com Rob Theriault Director Listings and Regulation Phone 416 367 7342 Email Rob Theriault thecse com Mark Francis Western Canada Advisor Calgary Phone 403 532 7870 Email Mark Francis thecse com Radhika Ramkarran Senior Listings Coordinator Phone 416 367 7343 Email Radhika thecse com Scott Pritchard Listings Development Montreal Phone 514 594 6848 Email Scott Pritchard thecse com Raquel Enes Listings Administrator Phone 416 367 7344 Email Raquel Enes thecse com Jeffrey Stanger Listings Development Toronto Phone 416 572 2000 Ext 2362 Email Jeffrey Stanger thecse com Jason Daigle Head of Investigative Research Disclosure Phone 416 367 7350 Email Jason Daigle thecse com Peter Traynor Listings Development Toronto Phone 416 572 2000 Ext 2349 Email Peter Traynor thecse com New Listing Inquiries Greater China New Listing Inquiries South America John Gan Special Advisor China

    Original URL path: http://www.puretrading.ca/cnsx/Listing/Contact-Us-_-Listing-Contacts.aspx (2014-10-22)
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  • CSE in the News
    and market information services for all domestically listed instruments Recognized as an exchange by the Ontario Securities Commission in 2004 the CSE is designed to facilitate the capital formation process for public companies through a streamlined approach to company regulation that emphasizes disclosure and the provision of efficient secondary market trading services for investors The exchange is home to more than 230 issues covering a broad range of industry sectors For more information please visit www thecse com and our blog at http blog thecse com Media Contact Richard Carleton CEO 416 367 7360 richard carleton thecse com Vancouver James Black VP Listings Development 778 383 7694 james black thecse com Toronto Akthem Sumrain Managing Director Listings Development 416 367 7345 akthem sumrain thecse com More May 7 2014 May 7 2014 Canadian Securities Exchange Added to OTC Markets Group s list of Qualified Foreign Exchanges CSE issuers now eligible to apply for trading on the OTCQX and OTCQB marketplaces The Canadian Securities Exchange CSE today announced that the exchange has been included on the list of Qualified Foreign Exchanges by OTC Markets Group Inc Starting immediately interested CSE listed companies are eligible to apply for trading on the OTCQX and OTCQB marketplaces operated by OTC Markets Group in the United States Richard Carleton CEO of the CSE commented We are extremely pleased with this move by our colleagues at OTC Markets Group Eligible CSE listed companies are now able to leverage their Canadian stock exchange listing with us to gain access to the largest public capital market in the world expanding reach and liquidity opportunities We look forward to working with our issuers and OTC Markets Group to increase investor access and visibility for our listed companies in the United States James Black VP of Listings Development at the CSE added This additional benefit for CSE listed companies comes on the heels of a record setting first quarter for the exchange eclipsing previous bests for trading and listings on our listed marketplace The addition of the CSE to the OTC Markets Group list addresses a longstanding desire for our issuers and further solidifies our value proposition for companies seeking a primary exchange listing in Canada Jason Paltrowitz Managing Director and Global Head of Business Development at OTC Markets Group Inc also had the following remarks We are pleased to add CSE to our list of Qualified Foreign Exchanges Our OTCQX and OTCQB marketplaces offer the best informed and most efficient trading for established and venture stage international companies that are looking to increase their visibility with U S investors We look forward to working with the CSE and CSE listed companies to highlight these exciting Canadian investment opportunities in the U S market FOR FURTHER INFORMATION PLEASE CONTACT Richard Carleton CEO CNSX Markets Inc 416 367 7360 richard carleton thecse com About the Canadian Securities Exchange The Canadian Securities Exchange is the only exchange in Canada providing trading and market information services for all domestically listed instruments Recognized as an exchange by the Ontario Securities Commission in 2004 the CSE is designed to facilitate the capital formation process for public companies through a streamlined approach to company regulation that emphasizes disclosure and the provision of efficient secondary market trading services for investors The exchange is home to more than 200 issues covering a broad range of industry sectors For more information please visit www thecse com and our blog at http blog thecse com More May 1 2014 TORONTO May 1 2014 The Canadian Securities Exchange CSE today announced the implementation of a significant decrease to its trade execution fees for CSE and TSX Venture listed securities The new fees detailed below are designed to reduce costs for the dealer community and encourage greater liquidity for listed companies 2014 has been a year of significant growth for the CSE Trading volumes for CSE listed securities in the first quarter increased by 231 compared to the same period last year The CSE has welcomed 18 new listings to date representing a broad spectrum of industries and instrument types and is on track to record its largest increase in new listings since its inception in 2003 Richard Carleton CEO commented The CSE continues to work with our dealer community to reduce complexity and cost in the delivery of all of our services The new fee model along with a number of other recent initiatives demonstrates our commitment to providing cost effective services to our customers Price per Share Active Fee Passive Fee Securities Trading at 1 00 and above 0 0002 0 0002 Securities Trading Between 0 10 and 0 99 0 00008 0 00008 Securities Trading for less than 0 10 0 00004 with a cap of 15 0 00004 with a cap of 15 For more information about the Canadian Securities Exchange contact Richard Carleton CEO CNSX Markets Inc 416 367 7360 Richard carleton thecse com About the Canadian Securities Exchange The Canadian Securities Exchange is the only exchange in Canada providing trading and market information services for all domestically listed instruments Founded in 2003 and recognized as an exchange by the Ontario Securities Commission in 2004 the CSE is designed to facilitate the capital formation process for public companies through a streamlined approach to company regulation that emphasizes disclosure and the provision of efficient secondary market trading services for investors The exchange is home to more than 200 issues covering a broad range of industry sectors For more information please visit www thecse com and our blog at http blog thecse com More Apr 3 2014 TORONTO April 3 2014 The Canadian Securities Exchange CSE today announced that Scotia iTRADE is now offering its clients online trade execution services for the CSE As one of Canada s largest online brokers Scotia iTRADE is an extremely important part of the investment community said Richard Carleton CEO of CNSX Markets Inc Scotia iTRADE s provision of CSE client online trading and CSE market information services marks an important milestone in our efforts to increase visibility and access to the exchange On behalf of our listed companies and their investors we welcome Scotia iTRADE to the CSE Consistently enhancing the client experience is one of Scotia iTRADE s top priorities said Bob Grant Managing Director and Head Global Online Brokerage Scotia iTRADE We are very excited to be offering our clients easy online access to securities trading on the Canadian Securities Exchange Immediately after launch we noticed positive sentiment in the social media space We are committed to continue offering solutions and enhancements to meet the needs of Canadian traders and investors For more information about the Canadian Securities Exchange contact Pina De Santis Vice President Corporate Development 416 367 7363 Pina Desantis thecse com For more information about Scotia iTRADE contact Joe Konecny Senior Manager Media Communications 416 933 1795 Joe Konency scotiabank com About Scotia iTRADE Scotia iTRADE Order Execution Only Accounts is a division of Scotia Capital Inc SCI SCI is a member of the Canadian Investor Protection Fund and the Investment Industry Regulatory Organization of Canada Scotia iTRADE does not provide investment advice or recommendations and investors are responsible for their own investment decisions Registered trademark of The Bank of Nova Scotia Used under license About Scotiabank Scotiabank is a leading financial services provider in over 55 countries and Canada s most international bank Through our team of more than 83 000 employees Scotiabank and its affiliates offer a broad range of products and services including personal and commercial banking wealth management corporate and investment banking to over 21 million customers With assets of 783 billion as at January 31 2014 Scotiabank trades on the Toronto TSX BNS and New York Exchanges NYSE BNS Scotiabank distributes the Bank s media releases using Marketwired For more information please visit www scotiabank com About the Canadian Securities Exchange The Canadian Securities Exchange is the only exchange in Canada providing trading and market information services for all domestically listed instruments Recognized as an exchange by the Ontario Securities Commission in 2004 the CSE is designed to facilitate the capital formation process for public companies through a streamlined approach to company regulation that emphasizes disclosure and the provision of efficient secondary market trading services for investors The exchange is home to more than 200 issues covering a broad range of industry sectors For more information please visit www thecse com and our blog at http blog thecse com More Jan 20 2014 Multilateral CSA Notice 45 312 Proposed Prospectus Exemption for Distributions to Existing Security Holders the Notice The Canadian Securities Exchange appreciates the opportunity to comment on these significant issues We offer some general comments and observations in addition to our responses to the specific questions in the Notice Background Canadian Securities Exchange CNSX Markets Inc is a recognized stock exchange in Ontario and authorized or exempt in Quebec British Columbia Alberta and Manitoba On January 6 2014 we began carrying on business as the Canadian Securities Exchange or CSE In addition to over 200 listed securities all of the securities listed on other Canadian exchanges are also posted on the CSE for trading making the Canadian Securities Exchange the only exchange in Canada where participants can trade all Canadian listed securities General Comments We strongly support introduction of an exemption that relies primarily on the existing continuous disclosure record of issuers and previous investment decisions of investors Our only concern is with a proposal that distinguishes among listing exchanges rather than listed or unlisted issuers While the Ontario Securities Commission has stated general support for the proposal and will likely introduce a similar exemption in Ontario we strongly encourage the CSA to revise the proposal to apply to issuers listed on a recognized exchange in Canada rather than specify any particular exchange Responses to Specific Questions 1 If you are a TSXV issuer will you use the proposed exemption Not applicable 2 Should the proposed exemption be available to issuers listed on other Canadian markets The rationale for the exemption applies to issuers on any marketplace and the investor protection considerations are addressed for any issuer listed on a recognized exchange The exemption should be available to all issuers listed in Canada 3 Investors will only be able to invest 15 000 in a 12 month period unless they obtain advice from a registered investment dealer Is 15 000 the right investment limit The implication of any fixed value is that all investors share similar individual risk profiles and in that respect it may not be appropriate Waiving the restriction under certain circumstances however may address that concern Obtaining professional advice is an appropriate reason and presumably the accredited investor exemption will remain available in some form to those that qualify If one of the reasons behind the proposed exemption is to afford all current shareholders an opportunity to avoid the dilutive effects of further financings from the company then it is likely that the 15 000 limit is sufficient to extend the ability to participate to otherwise non accredited investors 4 In what circumstances would it be suitable for an investor that is a retail security holder to invest more than 15 000 in a TSXV issuer The proposal to permit a greater investment with advice from a registered investment dealer is sound It may also be appropriate to allow investment by shareholders that have already invested greater amounts over a longer period or already hold an investment the issuer with a current value significantly greater than 15 000 5 Do you agree that there should be no investment limit if an investor receives suitability advice from a registered investment dealer Yes An appropriate individual limit is an integral part of the advice that is included with the advice on suitability This should be addressed by the dealer s existing responsibilities rather than added as an additional requirement for the purpose of this exemption 6 Do you agree that being a current security holder of an issuer enables an investor to make a more informed investment decision in that issuer We do not believe that simple ownership enables an investor to make a more informed decision as any potential investor has access to all of the same information A current security holder however with or without research or advice has already assumed the risk of ownership of that security and may have a greater incentive to conduct research or seek professional advice 7 What is the appropriate record date for the exemption Should it be one day before the announcement of the offering or should it be a more extended period If you think it should be a more extended period what would be the appropriate period of time Companies may make frequent use of the exemption which could cause administrative difficulties if the period is too long One day however is likely not sufficient Five to ten days may be a more appropriate range 8 We are currently proposing that the exemption be subject to the same resale restrictions as most other capital raising exemptions i e a four month restricted period However there are some similarities between the proposed exemption and the rights offering exemption which is only subject to a seasoning period a Do you agree that a four month hold period is appropriate for this exemption We believe the four month hold meets the objectives of allowing retail investors to get the discounted price avoid commissions and acquire sweeteners but does not provide advantages over other simple exemptions like friends and family or accredited investors b Should we require issuers to provide additional continuous disclosure such as an annual information form No As stated in our general comments we support an exemption that is based primarily on the existing continuous disclosure record of a listed company The existing record is sufficient supplemented by requirements of the exchanges c If we were to consider a seasoning period for this exemption should we consider some of the restrictions that apply under a prospectus exempt rights offering such as claw backs limiting insider participation Yes This should be consistent with a make it similar to the rights offering or similar to a private placement d If securities offered under the exemption were only subject to a seasoning period would there be a greater need to ensure investors are made aware of and have an opportunity to participate in the offering No The proposed exemption will provide more flexibility for issuers to raise capital from an additional source the retail investor In turn it will provide a new opportunity for retail investors We do not believe the intention of the proposed exemption is to create an obligation by requiring issuers to offer all shareholders the opportunity to participate in any financing 9 We have not proposed any conditions regarding the structure of the financing i e minimum or maximum price maximum dilution or period in which an offering must be completed We contemplate that the proposed financing would be conducted under the standard private placement rules of the TSXV which among other things allow pricing at a discount to market price Is this appropriate or are there structural requirements that we should make a condition of the exemption The CSE as all Canadian exchanges defines the prices at which exempt financings may be conducted If the proposed exemption were to be extended to include all listed companies the financings would still be subject to the standard private placement rules of the listing exchange Just as current exemptions allow the financing and the listing exchange sets the pricing parameters so it should be with the proposed exemption We thank the participating CSA members for the comprehensive review of the issues and the resulting proposal In addition we thank the OSC for clarifying its position on the proposal and intentions to consider comments in developing a similar proposal Mark Faulkner Vice President Listings Regulation More Jan 6 2014 TORONTO January 6 2014 CNSX Markets Inc announced that effective today the exchange will carry on business under the name Canadian Securities Exchange abbreviated for convenience to the CSE All of the CSE s web services are now available at www thecse com The choice of the name Canadian Securities Exchange reinforces three of the central characteristics of the organization Canadian Headquartered in Toronto with an office in Vancouver and with representation in Calgary and Montreal the CSE serves the needs of entrepreneurs with efficient access to the Canadian public capital markets The Canadian market is recognized internationally for its ability to facilitate the creation and financing of public companies a significant source of employment and economic growth in the country Securities The CSE provides listings and trading services for more than just common equities Convertible debentures debt instruments provincial government bonds structured products and income trusts are also currently listed on the exchange As issuers and the corporate finance community develop investment products designed to appeal to various segments of the investor population the CSE will look to enhance both primary and secondary market liquidity for these new instruments Exchange Issuers on the CSE are subject to a number of requirements designed to promote investor protection prospectuses or other disclosure documents reviewed and approved by a securities commission continuous disclosure requirements for material information monthly updates from each issuer available on the CSE s web site and periodic regulatory filings available to investors on www sedar com The CSE also provides a single continuous auction market service where bids and offers are displayed and incoming marketable orders are traded on a price broker and time algorithm Trading services are transparent with real time market information available from all major data vendors and at www google com finance Richard Carleton CEO commented we are looking to reduce complexity and cost in the delivery of exchange services wherever possible Our recent trading system consolidation where all Canadian listed instruments are offered on a single trading system is a great example of this approach

    Original URL path: http://www.puretrading.ca/cnsx/About-CSE/Media/CSE-in-the-News.aspx (2014-10-22)
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  • Events
    We Are Who We Are Board of Directors Management Directory Media Media CSE in the News Publications Notices Bulletins Market Updates CSE Video Listed Company Videos Service Directory Market Access Vendors Market Data Vendors Newswire Services Network Access Providers Regulatory Services Services for Listed Companies CSE Service Providers Dealer Directory Contact Us Events Marketplace Operations Events We have moved all of our event info to the Exchange for Entrepreneurs Blog

    Original URL path: http://www.puretrading.ca/cnsx/About-CSE/Events.aspx (2014-10-22)
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  • Canadian Securities Exchange added to OTC Markets Group’s list of "Qualified Foreign Exchanges"
    with us to gain access to the largest public capital market in the world expanding reach and liquidity opportunities We look forward to working with our issuers and OTC Markets Group to increase investor access and visibility for our listed companies in the United States James Black VP of Listings Development at the CSE added This additional benefit for CSE listed companies comes on the heels of a record setting first quarter for the exchange eclipsing previous bests for trading and listings on our listed marketplace The addition of the CSE to the OTC Markets Group list addresses a longstanding desire for our issuers and further solidifies our value proposition for companies seeking a primary exchange listing in Canada Jason Paltrowitz Managing Director and Global Head of Business Development at OTC Markets Group Inc also had the following remarks We are pleased to add CSE to our list of Qualified Foreign Exchanges Our OTCQX and OTCQB marketplaces offer the best informed and most efficient trading for established and venture stage international companies that are looking to increase their visibility with U S investors We look forward to working with the CSE and CSE listed companies to highlight these exciting Canadian

    Original URL path: http://www.puretrading.ca/News/2014/05/07/Canadian-Securities-Exchange-added-to-OTC-Markets-Group%e2%80%99s-list-of-%22Qualified-Foreign-Exchanges%22.aspx (2014-10-22)
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  • CNSX MARKETS INC. welcomes Scotia iTRADE® to the Canadian Securities Exchange
    of our listed companies and their investors we welcome Scotia iTRADE to the CSE Consistently enhancing the client experience is one of Scotia iTRADE s top priorities said Bob Grant Managing Director and Head Global Online Brokerage Scotia iTRADE We are very excited to be offering our clients easy online access to securities trading on the Canadian Securities Exchange Immediately after launch we noticed positive sentiment in the social media space We are committed to continue offering solutions and enhancements to meet the needs of Canadian traders and investors For more information about the Canadian Securities Exchange contact Pina De Santis Vice President Corporate Development 416 367 7363 Pina Desantis thecse com For more information about Scotia iTRADE contact Joe Konecny Senior Manager Media Communications 416 933 1795 Joe Konency scotiabank com About Scotia iTRADE Scotia iTRADE Order Execution Only Accounts is a division of Scotia Capital Inc SCI SCI is a member of the Canadian Investor Protection Fund and the Investment Industry Regulatory Organization of Canada Scotia iTRADE does not provide investment advice or recommendations and investors are responsible for their own investment decisions Registered trademark of The Bank of Nova Scotia Used under license About Scotiabank Scotiabank is a leading financial services provider in over 55 countries and Canada s most international bank Through our team of more than 83 000 employees Scotiabank and its affiliates offer a broad range of products and services including personal and commercial banking wealth management corporate and investment banking to over 21 million customers With assets of 783 billion as at January 31 2014 Scotiabank trades on the Toronto TSX BNS and New York Exchanges NYSE BNS Scotiabank distributes the Bank s media releases using Marketwired For more information please visit www scotiabank com About the Canadian Securities Exchange The Canadian Securities

    Original URL path: http://www.puretrading.ca/News/2014/04/03/CNSX-MARKETS-INC-welcomes-Scotia-iTRADE%c2%ae-to-the-Canadian-Securities-Exchange.aspx (2014-10-22)
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  • CNSX MARKETS INC. Successfully Completes “Project One” Upgrade
    number of benefits for CNSX issuers dealers and investors Consolidating trading and market information services on a single system reduces direct network and access costs for dealers and information providers by half CNSX issuers and investors benefit from the greater availability of the single system s order entry and market data services Issuer data is more broadly available than before with a much larger number of traders and investors able to access real time market information The exchange reduces the complexity of change management and regulatory compliance for its partners and lower operating costs with a single trading and market information system Richard Carleton CEO of CNSX Markets Inc explained the number of trading venues in Canada continues to proliferate leading to increases in technical and compliance costs for dealers and investor confusion With a focus on lowering the cost of capital for entrepreneurs we have chosen a different path By eliminating one of the trading environments operated by the exchange we are reducing dealer costs and working to increase the visibility of our single platform Market data services and fees are also being streamlined effective January 1 2014 With this project successfully achieved we will complete efforts with the trading community to reduce execution costs for dealers while introducing features designed to improve liquidity for investors Key CNSX Markets facts CNSX Markets is a Canadian exchange with 182 equity issues 18 debt instruments and 7 structured products recently surpassing 200 issues Junior mining exploration companies represent over 50 of the issuers listed by sector Companies in knowledge based industries IT clean tech and life sciences now comprise nearly 20 of the equities on CNSX Simple fixed listing fees 12 500 for application and 500 per month The only Canadian exchange to offer real time quotes on Google Finance The

    Original URL path: http://www.puretrading.ca/News/2013/12/05/CNSX-MARKETS-INC-Successfully-Completes-%e2%80%9cProject-One%e2%80%9d-Upgrade.aspx (2014-10-22)
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  • Notice 2013-005 - Notice of OSC Approval of Changes to Rule 12
    upon DEA clients as found in the current DEA rules and policies at the marketplace level Rather the amendments allow a dealer providing DEA to have flexibility to determine the specific levels of the minimum standards of DEA clients in order to accommodate its business model and appetite for risk This approach is in keeping with global standards related to DEA The Amendments are also consistent with the requirement in section 4 7 of NI 23 103 that sets out the parameters under which entities that trade for the account of another person of company may receive DEA from a participant dealer As the amendments to NI 23 103 will not be in place until March 1 2014 requests from the dealer member community have been made to various marketplaces to expand the list of eligible categories to accommodate potential DEA clients that do not currently qualify under the existing regime but will qualify under the amendments to NI 23 103 once they come into effect CNSX Markets will revoke the rules related to DEA upon implementation of the amendments to NI 23 103 on March 1 2014 Effect of the Amendments In general the Amendments will provide for a new category of DEA client Specifically this client would be a non individual that has a total amount of securities under administration or management that exceeds 10 million that carries on business in a foreign jurisdiction and may trade under the laws of the foreign jurisdiction for the account of another person or company using DEA and is regulated in the foreign jurisdiction by a signatory to the International Organization of Securities Commissions Multilateral Memorandum of Understanding This new category will expand the category of entities that are eligible to use DEA but is consistent with the requirements set out

    Original URL path: http://www.puretrading.ca/CNSX/Listing/Notices/2013/09/27/Notice-2013-005-Notice-of-OSC-Approval-of-Changes-to-Rule-12.aspx (2014-10-22)
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